blob: d0e31e8cd875d6f78240fe473f0f23341abdd16b [file] [log] [blame]
Georg Brandl116aa622007-08-15 14:28:22 +00001********************************
2 Functional Programming HOWTO
3********************************
4
Christian Heimesfe337bf2008-03-23 21:54:12 +00005:Author: A. M. Kuchling
Christian Heimes0449f632007-12-15 01:27:15 +00006:Release: 0.31
Georg Brandl116aa622007-08-15 14:28:22 +00007
8(This is a first draft. Please send comments/error reports/suggestions to
Christian Heimes0449f632007-12-15 01:27:15 +00009amk@amk.ca.)
Georg Brandl116aa622007-08-15 14:28:22 +000010
11In this document, we'll take a tour of Python's features suitable for
12implementing programs in a functional style. After an introduction to the
13concepts of functional programming, we'll look at language features such as
Georg Brandl9afde1c2007-11-01 20:32:30 +000014:term:`iterator`\s and :term:`generator`\s and relevant library modules such as
15:mod:`itertools` and :mod:`functools`.
Georg Brandl116aa622007-08-15 14:28:22 +000016
17
18Introduction
19============
20
21This section explains the basic concept of functional programming; if you're
22just interested in learning about Python language features, skip to the next
23section.
24
25Programming languages support decomposing problems in several different ways:
26
27* Most programming languages are **procedural**: programs are lists of
28 instructions that tell the computer what to do with the program's input. C,
29 Pascal, and even Unix shells are procedural languages.
30
31* In **declarative** languages, you write a specification that describes the
32 problem to be solved, and the language implementation figures out how to
33 perform the computation efficiently. SQL is the declarative language you're
34 most likely to be familiar with; a SQL query describes the data set you want
35 to retrieve, and the SQL engine decides whether to scan tables or use indexes,
36 which subclauses should be performed first, etc.
37
38* **Object-oriented** programs manipulate collections of objects. Objects have
39 internal state and support methods that query or modify this internal state in
40 some way. Smalltalk and Java are object-oriented languages. C++ and Python
41 are languages that support object-oriented programming, but don't force the
42 use of object-oriented features.
43
44* **Functional** programming decomposes a problem into a set of functions.
45 Ideally, functions only take inputs and produce outputs, and don't have any
46 internal state that affects the output produced for a given input. Well-known
47 functional languages include the ML family (Standard ML, OCaml, and other
48 variants) and Haskell.
49
Christian Heimes0449f632007-12-15 01:27:15 +000050The designers of some computer languages choose to emphasize one
51particular approach to programming. This often makes it difficult to
52write programs that use a different approach. Other languages are
53multi-paradigm languages that support several different approaches.
54Lisp, C++, and Python are multi-paradigm; you can write programs or
55libraries that are largely procedural, object-oriented, or functional
56in all of these languages. In a large program, different sections
57might be written using different approaches; the GUI might be
58object-oriented while the processing logic is procedural or
59functional, for example.
Georg Brandl116aa622007-08-15 14:28:22 +000060
61In a functional program, input flows through a set of functions. Each function
Christian Heimes0449f632007-12-15 01:27:15 +000062operates on its input and produces some output. Functional style discourages
Georg Brandl116aa622007-08-15 14:28:22 +000063functions with side effects that modify internal state or make other changes
64that aren't visible in the function's return value. Functions that have no side
65effects at all are called **purely functional**. Avoiding side effects means
66not using data structures that get updated as a program runs; every function's
67output must only depend on its input.
68
69Some languages are very strict about purity and don't even have assignment
70statements such as ``a=3`` or ``c = a + b``, but it's difficult to avoid all
71side effects. Printing to the screen or writing to a disk file are side
Georg Brandl0df79792008-10-04 18:33:26 +000072effects, for example. For example, in Python a call to the :func:`print` or
73:func:`time.sleep` function both return no useful value; they're only called for
74their side effects of sending some text to the screen or pausing execution for a
Georg Brandl116aa622007-08-15 14:28:22 +000075second.
76
77Python programs written in functional style usually won't go to the extreme of
78avoiding all I/O or all assignments; instead, they'll provide a
79functional-appearing interface but will use non-functional features internally.
80For example, the implementation of a function will still use assignments to
81local variables, but won't modify global variables or have other side effects.
82
83Functional programming can be considered the opposite of object-oriented
84programming. Objects are little capsules containing some internal state along
85with a collection of method calls that let you modify this state, and programs
86consist of making the right set of state changes. Functional programming wants
87to avoid state changes as much as possible and works with data flowing between
88functions. In Python you might combine the two approaches by writing functions
89that take and return instances representing objects in your application (e-mail
90messages, transactions, etc.).
91
92Functional design may seem like an odd constraint to work under. Why should you
93avoid objects and side effects? There are theoretical and practical advantages
94to the functional style:
95
96* Formal provability.
97* Modularity.
98* Composability.
99* Ease of debugging and testing.
100
Christian Heimesfe337bf2008-03-23 21:54:12 +0000101
Georg Brandl116aa622007-08-15 14:28:22 +0000102Formal provability
103------------------
104
105A theoretical benefit is that it's easier to construct a mathematical proof that
106a functional program is correct.
107
108For a long time researchers have been interested in finding ways to
109mathematically prove programs correct. This is different from testing a program
110on numerous inputs and concluding that its output is usually correct, or reading
111a program's source code and concluding that the code looks right; the goal is
112instead a rigorous proof that a program produces the right result for all
113possible inputs.
114
115The technique used to prove programs correct is to write down **invariants**,
116properties of the input data and of the program's variables that are always
117true. For each line of code, you then show that if invariants X and Y are true
118**before** the line is executed, the slightly different invariants X' and Y' are
119true **after** the line is executed. This continues until you reach the end of
120the program, at which point the invariants should match the desired conditions
121on the program's output.
122
123Functional programming's avoidance of assignments arose because assignments are
124difficult to handle with this technique; assignments can break invariants that
125were true before the assignment without producing any new invariants that can be
126propagated onward.
127
128Unfortunately, proving programs correct is largely impractical and not relevant
129to Python software. Even trivial programs require proofs that are several pages
130long; the proof of correctness for a moderately complicated program would be
131enormous, and few or none of the programs you use daily (the Python interpreter,
132your XML parser, your web browser) could be proven correct. Even if you wrote
133down or generated a proof, there would then be the question of verifying the
134proof; maybe there's an error in it, and you wrongly believe you've proved the
135program correct.
136
Christian Heimesfe337bf2008-03-23 21:54:12 +0000137
Georg Brandl116aa622007-08-15 14:28:22 +0000138Modularity
139----------
140
141A more practical benefit of functional programming is that it forces you to
142break apart your problem into small pieces. Programs are more modular as a
143result. It's easier to specify and write a small function that does one thing
144than a large function that performs a complicated transformation. Small
145functions are also easier to read and to check for errors.
146
147
148Ease of debugging and testing
149-----------------------------
150
151Testing and debugging a functional-style program is easier.
152
153Debugging is simplified because functions are generally small and clearly
154specified. When a program doesn't work, each function is an interface point
155where you can check that the data are correct. You can look at the intermediate
156inputs and outputs to quickly isolate the function that's responsible for a bug.
157
158Testing is easier because each function is a potential subject for a unit test.
159Functions don't depend on system state that needs to be replicated before
160running a test; instead you only have to synthesize the right input and then
161check that the output matches expectations.
162
163
Georg Brandl116aa622007-08-15 14:28:22 +0000164Composability
165-------------
166
167As you work on a functional-style program, you'll write a number of functions
168with varying inputs and outputs. Some of these functions will be unavoidably
169specialized to a particular application, but others will be useful in a wide
170variety of programs. For example, a function that takes a directory path and
171returns all the XML files in the directory, or a function that takes a filename
172and returns its contents, can be applied to many different situations.
173
174Over time you'll form a personal library of utilities. Often you'll assemble
175new programs by arranging existing functions in a new configuration and writing
176a few functions specialized for the current task.
177
178
Georg Brandl116aa622007-08-15 14:28:22 +0000179Iterators
180=========
181
182I'll start by looking at a Python language feature that's an important
183foundation for writing functional-style programs: iterators.
184
185An iterator is an object representing a stream of data; this object returns the
186data one element at a time. A Python iterator must support a method called
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000187``__next__()`` that takes no arguments and always returns the next element of
188the stream. If there are no more elements in the stream, ``__next__()`` must
189raise the ``StopIteration`` exception. Iterators don't have to be finite,
190though; it's perfectly reasonable to write an iterator that produces an infinite
191stream of data.
Georg Brandl116aa622007-08-15 14:28:22 +0000192
193The built-in :func:`iter` function takes an arbitrary object and tries to return
194an iterator that will return the object's contents or elements, raising
195:exc:`TypeError` if the object doesn't support iteration. Several of Python's
196built-in data types support iteration, the most common being lists and
197dictionaries. An object is called an **iterable** object if you can get an
198iterator for it.
199
Christian Heimesfe337bf2008-03-23 21:54:12 +0000200You can experiment with the iteration interface manually:
Georg Brandl116aa622007-08-15 14:28:22 +0000201
202 >>> L = [1,2,3]
203 >>> it = iter(L)
Georg Brandl6911e3c2007-09-04 07:15:32 +0000204 >>> it
Christian Heimesfe337bf2008-03-23 21:54:12 +0000205 <...iterator object at ...>
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000206 >>> it.__next__()
Georg Brandl116aa622007-08-15 14:28:22 +0000207 1
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000208 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000209 2
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000210 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000211 3
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000212 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000213 Traceback (most recent call last):
214 File "<stdin>", line 1, in ?
215 StopIteration
216 >>>
217
218Python expects iterable objects in several different contexts, the most
219important being the ``for`` statement. In the statement ``for X in Y``, Y must
220be an iterator or some object for which ``iter()`` can create an iterator.
221These two statements are equivalent::
222
Georg Brandl116aa622007-08-15 14:28:22 +0000223
Christian Heimesfe337bf2008-03-23 21:54:12 +0000224 for i in iter(obj):
Neal Norwitz752abd02008-05-13 04:55:24 +0000225 print(i)
Christian Heimesfe337bf2008-03-23 21:54:12 +0000226
227 for i in obj:
Neal Norwitz752abd02008-05-13 04:55:24 +0000228 print(i)
Georg Brandl116aa622007-08-15 14:28:22 +0000229
230Iterators can be materialized as lists or tuples by using the :func:`list` or
Christian Heimesfe337bf2008-03-23 21:54:12 +0000231:func:`tuple` constructor functions:
Georg Brandl116aa622007-08-15 14:28:22 +0000232
233 >>> L = [1,2,3]
234 >>> iterator = iter(L)
235 >>> t = tuple(iterator)
236 >>> t
237 (1, 2, 3)
238
239Sequence unpacking also supports iterators: if you know an iterator will return
Christian Heimesfe337bf2008-03-23 21:54:12 +0000240N elements, you can unpack them into an N-tuple:
Georg Brandl116aa622007-08-15 14:28:22 +0000241
242 >>> L = [1,2,3]
243 >>> iterator = iter(L)
244 >>> a,b,c = iterator
245 >>> a,b,c
246 (1, 2, 3)
247
248Built-in functions such as :func:`max` and :func:`min` can take a single
249iterator argument and will return the largest or smallest element. The ``"in"``
250and ``"not in"`` operators also support iterators: ``X in iterator`` is true if
251X is found in the stream returned by the iterator. You'll run into obvious
252problems if the iterator is infinite; ``max()``, ``min()``, and ``"not in"``
253will never return, and if the element X never appears in the stream, the
254``"in"`` operator won't return either.
255
256Note that you can only go forward in an iterator; there's no way to get the
257previous element, reset the iterator, or make a copy of it. Iterator objects
258can optionally provide these additional capabilities, but the iterator protocol
259only specifies the ``next()`` method. Functions may therefore consume all of
260the iterator's output, and if you need to do something different with the same
261stream, you'll have to create a new iterator.
262
263
264
265Data Types That Support Iterators
266---------------------------------
267
268We've already seen how lists and tuples support iterators. In fact, any Python
269sequence type, such as strings, will automatically support creation of an
270iterator.
271
272Calling :func:`iter` on a dictionary returns an iterator that will loop over the
Christian Heimesfe337bf2008-03-23 21:54:12 +0000273dictionary's keys:
274
275.. not a doctest since dict ordering varies across Pythons
276
277::
Georg Brandl116aa622007-08-15 14:28:22 +0000278
279 >>> m = {'Jan': 1, 'Feb': 2, 'Mar': 3, 'Apr': 4, 'May': 5, 'Jun': 6,
280 ... 'Jul': 7, 'Aug': 8, 'Sep': 9, 'Oct': 10, 'Nov': 11, 'Dec': 12}
281 >>> for key in m:
Georg Brandl6911e3c2007-09-04 07:15:32 +0000282 ... print(key, m[key])
Georg Brandl116aa622007-08-15 14:28:22 +0000283 Mar 3
284 Feb 2
285 Aug 8
286 Sep 9
Christian Heimesfe337bf2008-03-23 21:54:12 +0000287 Apr 4
Georg Brandl116aa622007-08-15 14:28:22 +0000288 Jun 6
289 Jul 7
290 Jan 1
Christian Heimesfe337bf2008-03-23 21:54:12 +0000291 May 5
Georg Brandl116aa622007-08-15 14:28:22 +0000292 Nov 11
293 Dec 12
294 Oct 10
295
296Note that the order is essentially random, because it's based on the hash
297ordering of the objects in the dictionary.
298
Fred Drake2e748782007-09-04 17:33:11 +0000299Applying :func:`iter` to a dictionary always loops over the keys, but
300dictionaries have methods that return other iterators. If you want to iterate
301over values or key/value pairs, you can explicitly call the
302:meth:`values` or :meth:`items` methods to get an appropriate iterator.
Georg Brandl116aa622007-08-15 14:28:22 +0000303
304The :func:`dict` constructor can accept an iterator that returns a finite stream
Christian Heimesfe337bf2008-03-23 21:54:12 +0000305of ``(key, value)`` tuples:
Georg Brandl116aa622007-08-15 14:28:22 +0000306
307 >>> L = [('Italy', 'Rome'), ('France', 'Paris'), ('US', 'Washington DC')]
308 >>> dict(iter(L))
309 {'Italy': 'Rome', 'US': 'Washington DC', 'France': 'Paris'}
310
311Files also support iteration by calling the ``readline()`` method until there
312are no more lines in the file. This means you can read each line of a file like
313this::
314
315 for line in file:
316 # do something for each line
317 ...
318
319Sets can take their contents from an iterable and let you iterate over the set's
320elements::
321
Georg Brandlf6945182008-02-01 11:56:49 +0000322 S = {2, 3, 5, 7, 11, 13}
Georg Brandl116aa622007-08-15 14:28:22 +0000323 for i in S:
Georg Brandl6911e3c2007-09-04 07:15:32 +0000324 print(i)
Georg Brandl116aa622007-08-15 14:28:22 +0000325
326
327
328Generator expressions and list comprehensions
329=============================================
330
331Two common operations on an iterator's output are 1) performing some operation
332for every element, 2) selecting a subset of elements that meet some condition.
333For example, given a list of strings, you might want to strip off trailing
334whitespace from each line or extract all the strings containing a given
335substring.
336
337List comprehensions and generator expressions (short form: "listcomps" and
338"genexps") are a concise notation for such operations, borrowed from the
339functional programming language Haskell (http://www.haskell.org). You can strip
340all the whitespace from a stream of strings with the following code::
341
Christian Heimesfe337bf2008-03-23 21:54:12 +0000342 line_list = [' line 1\n', 'line 2 \n', ...]
Georg Brandl116aa622007-08-15 14:28:22 +0000343
Christian Heimesfe337bf2008-03-23 21:54:12 +0000344 # Generator expression -- returns iterator
345 stripped_iter = (line.strip() for line in line_list)
Georg Brandl116aa622007-08-15 14:28:22 +0000346
Christian Heimesfe337bf2008-03-23 21:54:12 +0000347 # List comprehension -- returns list
348 stripped_list = [line.strip() for line in line_list]
Georg Brandl116aa622007-08-15 14:28:22 +0000349
350You can select only certain elements by adding an ``"if"`` condition::
351
Christian Heimesfe337bf2008-03-23 21:54:12 +0000352 stripped_list = [line.strip() for line in line_list
353 if line != ""]
Georg Brandl116aa622007-08-15 14:28:22 +0000354
355With a list comprehension, you get back a Python list; ``stripped_list`` is a
356list containing the resulting lines, not an iterator. Generator expressions
357return an iterator that computes the values as necessary, not needing to
358materialize all the values at once. This means that list comprehensions aren't
359useful if you're working with iterators that return an infinite stream or a very
360large amount of data. Generator expressions are preferable in these situations.
361
362Generator expressions are surrounded by parentheses ("()") and list
363comprehensions are surrounded by square brackets ("[]"). Generator expressions
364have the form::
365
366 ( expression for expr in sequence1
367 if condition1
368 for expr2 in sequence2
369 if condition2
370 for expr3 in sequence3 ...
371 if condition3
372 for exprN in sequenceN
373 if conditionN )
374
375Again, for a list comprehension only the outside brackets are different (square
376brackets instead of parentheses).
377
378The elements of the generated output will be the successive values of
379``expression``. The ``if`` clauses are all optional; if present, ``expression``
380is only evaluated and added to the result when ``condition`` is true.
381
382Generator expressions always have to be written inside parentheses, but the
383parentheses signalling a function call also count. If you want to create an
384iterator that will be immediately passed to a function you can write::
385
Christian Heimesfe337bf2008-03-23 21:54:12 +0000386 obj_total = sum(obj.count for obj in list_all_objects())
Georg Brandl116aa622007-08-15 14:28:22 +0000387
388The ``for...in`` clauses contain the sequences to be iterated over. The
389sequences do not have to be the same length, because they are iterated over from
390left to right, **not** in parallel. For each element in ``sequence1``,
391``sequence2`` is looped over from the beginning. ``sequence3`` is then looped
392over for each resulting pair of elements from ``sequence1`` and ``sequence2``.
393
394To put it another way, a list comprehension or generator expression is
395equivalent to the following Python code::
396
397 for expr1 in sequence1:
398 if not (condition1):
399 continue # Skip this element
400 for expr2 in sequence2:
401 if not (condition2):
402 continue # Skip this element
403 ...
404 for exprN in sequenceN:
405 if not (conditionN):
406 continue # Skip this element
407
408 # Output the value of
409 # the expression.
410
411This means that when there are multiple ``for...in`` clauses but no ``if``
412clauses, the length of the resulting output will be equal to the product of the
413lengths of all the sequences. If you have two lists of length 3, the output
Christian Heimesfe337bf2008-03-23 21:54:12 +0000414list is 9 elements long:
Georg Brandl116aa622007-08-15 14:28:22 +0000415
Christian Heimesfe337bf2008-03-23 21:54:12 +0000416.. doctest::
417 :options: +NORMALIZE_WHITESPACE
418
419 >>> seq1 = 'abc'
420 >>> seq2 = (1,2,3)
421 >>> [(x,y) for x in seq1 for y in seq2]
Georg Brandl116aa622007-08-15 14:28:22 +0000422 [('a', 1), ('a', 2), ('a', 3),
423 ('b', 1), ('b', 2), ('b', 3),
424 ('c', 1), ('c', 2), ('c', 3)]
425
426To avoid introducing an ambiguity into Python's grammar, if ``expression`` is
427creating a tuple, it must be surrounded with parentheses. The first list
428comprehension below is a syntax error, while the second one is correct::
429
430 # Syntax error
431 [ x,y for x in seq1 for y in seq2]
432 # Correct
433 [ (x,y) for x in seq1 for y in seq2]
434
435
436Generators
437==========
438
439Generators are a special class of functions that simplify the task of writing
440iterators. Regular functions compute a value and return it, but generators
441return an iterator that returns a stream of values.
442
443You're doubtless familiar with how regular function calls work in Python or C.
444When you call a function, it gets a private namespace where its local variables
445are created. When the function reaches a ``return`` statement, the local
446variables are destroyed and the value is returned to the caller. A later call
447to the same function creates a new private namespace and a fresh set of local
448variables. But, what if the local variables weren't thrown away on exiting a
449function? What if you could later resume the function where it left off? This
450is what generators provide; they can be thought of as resumable functions.
451
Christian Heimesfe337bf2008-03-23 21:54:12 +0000452Here's the simplest example of a generator function:
453
454.. testcode::
Georg Brandl116aa622007-08-15 14:28:22 +0000455
456 def generate_ints(N):
457 for i in range(N):
458 yield i
459
460Any function containing a ``yield`` keyword is a generator function; this is
Georg Brandl9afde1c2007-11-01 20:32:30 +0000461detected by Python's :term:`bytecode` compiler which compiles the function
462specially as a result.
Georg Brandl116aa622007-08-15 14:28:22 +0000463
464When you call a generator function, it doesn't return a single value; instead it
465returns a generator object that supports the iterator protocol. On executing
466the ``yield`` expression, the generator outputs the value of ``i``, similar to a
467``return`` statement. The big difference between ``yield`` and a ``return``
468statement is that on reaching a ``yield`` the generator's state of execution is
469suspended and local variables are preserved. On the next call to the
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000470generator's ``.__next__()`` method, the function will resume executing.
Georg Brandl116aa622007-08-15 14:28:22 +0000471
Christian Heimesfe337bf2008-03-23 21:54:12 +0000472Here's a sample usage of the ``generate_ints()`` generator:
Georg Brandl116aa622007-08-15 14:28:22 +0000473
474 >>> gen = generate_ints(3)
475 >>> gen
Christian Heimesfe337bf2008-03-23 21:54:12 +0000476 <generator object at ...>
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000477 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000478 0
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000479 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000480 1
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000481 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000482 2
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000483 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000484 Traceback (most recent call last):
485 File "stdin", line 1, in ?
486 File "stdin", line 2, in generate_ints
487 StopIteration
488
489You could equally write ``for i in generate_ints(5)``, or ``a,b,c =
490generate_ints(3)``.
491
492Inside a generator function, the ``return`` statement can only be used without a
493value, and signals the end of the procession of values; after executing a
494``return`` the generator cannot return any further values. ``return`` with a
495value, such as ``return 5``, is a syntax error inside a generator function. The
496end of the generator's results can also be indicated by raising
497``StopIteration`` manually, or by just letting the flow of execution fall off
498the bottom of the function.
499
500You could achieve the effect of generators manually by writing your own class
501and storing all the local variables of the generator as instance variables. For
502example, returning a list of integers could be done by setting ``self.count`` to
Benjamin Petersone7c78b22008-07-03 20:28:26 +00005030, and having the ``__next__()`` method increment ``self.count`` and return it.
Georg Brandl116aa622007-08-15 14:28:22 +0000504However, for a moderately complicated generator, writing a corresponding class
505can be much messier.
506
507The test suite included with Python's library, ``test_generators.py``, contains
508a number of more interesting examples. Here's one generator that implements an
Christian Heimesfe337bf2008-03-23 21:54:12 +0000509in-order traversal of a tree using generators recursively. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000510
511 # A recursive generator that generates Tree leaves in in-order.
512 def inorder(t):
513 if t:
514 for x in inorder(t.left):
515 yield x
516
517 yield t.label
518
519 for x in inorder(t.right):
520 yield x
521
522Two other examples in ``test_generators.py`` produce solutions for the N-Queens
523problem (placing N queens on an NxN chess board so that no queen threatens
524another) and the Knight's Tour (finding a route that takes a knight to every
525square of an NxN chessboard without visiting any square twice).
526
527
528
529Passing values into a generator
530-------------------------------
531
532In Python 2.4 and earlier, generators only produced output. Once a generator's
533code was invoked to create an iterator, there was no way to pass any new
534information into the function when its execution is resumed. You could hack
535together this ability by making the generator look at a global variable or by
536passing in some mutable object that callers then modify, but these approaches
537are messy.
538
539In Python 2.5 there's a simple way to pass values into a generator.
540:keyword:`yield` became an expression, returning a value that can be assigned to
541a variable or otherwise operated on::
542
543 val = (yield i)
544
545I recommend that you **always** put parentheses around a ``yield`` expression
546when you're doing something with the returned value, as in the above example.
547The parentheses aren't always necessary, but it's easier to always add them
548instead of having to remember when they're needed.
549
550(PEP 342 explains the exact rules, which are that a ``yield``-expression must
551always be parenthesized except when it occurs at the top-level expression on the
552right-hand side of an assignment. This means you can write ``val = yield i``
553but have to use parentheses when there's an operation, as in ``val = (yield i)
554+ 12``.)
555
556Values are sent into a generator by calling its ``send(value)`` method. This
557method resumes the generator's code and the ``yield`` expression returns the
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000558specified value. If the regular ``__next__()`` method is called, the ``yield``
Georg Brandl116aa622007-08-15 14:28:22 +0000559returns ``None``.
560
561Here's a simple counter that increments by 1 and allows changing the value of
562the internal counter.
563
Christian Heimesfe337bf2008-03-23 21:54:12 +0000564.. testcode::
Georg Brandl116aa622007-08-15 14:28:22 +0000565
566 def counter (maximum):
567 i = 0
568 while i < maximum:
569 val = (yield i)
570 # If value provided, change counter
571 if val is not None:
572 i = val
573 else:
574 i += 1
575
576And here's an example of changing the counter:
577
578 >>> it = counter(10)
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000579 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000580 0
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000581 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000582 1
Georg Brandl6911e3c2007-09-04 07:15:32 +0000583 >>> it.send(8)
Georg Brandl116aa622007-08-15 14:28:22 +0000584 8
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000585 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000586 9
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000587 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000588 Traceback (most recent call last):
589 File ``t.py'', line 15, in ?
Georg Brandl6911e3c2007-09-04 07:15:32 +0000590 it.next()
Georg Brandl116aa622007-08-15 14:28:22 +0000591 StopIteration
592
593Because ``yield`` will often be returning ``None``, you should always check for
594this case. Don't just use its value in expressions unless you're sure that the
595``send()`` method will be the only method used resume your generator function.
596
597In addition to ``send()``, there are two other new methods on generators:
598
599* ``throw(type, value=None, traceback=None)`` is used to raise an exception
600 inside the generator; the exception is raised by the ``yield`` expression
601 where the generator's execution is paused.
602
603* ``close()`` raises a :exc:`GeneratorExit` exception inside the generator to
604 terminate the iteration. On receiving this exception, the generator's code
605 must either raise :exc:`GeneratorExit` or :exc:`StopIteration`; catching the
606 exception and doing anything else is illegal and will trigger a
607 :exc:`RuntimeError`. ``close()`` will also be called by Python's garbage
608 collector when the generator is garbage-collected.
609
610 If you need to run cleanup code when a :exc:`GeneratorExit` occurs, I suggest
611 using a ``try: ... finally:`` suite instead of catching :exc:`GeneratorExit`.
612
613The cumulative effect of these changes is to turn generators from one-way
614producers of information into both producers and consumers.
615
616Generators also become **coroutines**, a more generalized form of subroutines.
617Subroutines are entered at one point and exited at another point (the top of the
618function, and a ``return`` statement), but coroutines can be entered, exited,
619and resumed at many different points (the ``yield`` statements).
620
621
622Built-in functions
623==================
624
625Let's look in more detail at built-in functions often used with iterators.
626
Georg Brandlf6945182008-02-01 11:56:49 +0000627Two of Python's built-in functions, :func:`map` and :func:`filter` duplicate the
628features of generator expressions:
Georg Brandl116aa622007-08-15 14:28:22 +0000629
Georg Brandlf6945182008-02-01 11:56:49 +0000630``map(f, iterA, iterB, ...)`` returns an iterator over the sequence
631 ``f(iterA[0], iterB[0]), f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``.
Georg Brandl116aa622007-08-15 14:28:22 +0000632
Christian Heimesfe337bf2008-03-23 21:54:12 +0000633 >>> def upper(s):
634 ... return s.upper()
Georg Brandl116aa622007-08-15 14:28:22 +0000635
Georg Brandl116aa622007-08-15 14:28:22 +0000636
Christian Heimesfe337bf2008-03-23 21:54:12 +0000637 >>> map(upper, ['sentence', 'fragment'])
638 ['SENTENCE', 'FRAGMENT']
639 >>> [upper(s) for s in ['sentence', 'fragment']]
640 ['SENTENCE', 'FRAGMENT']
Georg Brandl116aa622007-08-15 14:28:22 +0000641
Georg Brandlf6945182008-02-01 11:56:49 +0000642You can of course achieve the same effect with a list comprehension.
Georg Brandl116aa622007-08-15 14:28:22 +0000643
Georg Brandlf6945182008-02-01 11:56:49 +0000644``filter(predicate, iter)`` returns an iterator over all the sequence elements
645that meet a certain condition, and is similarly duplicated by list
Georg Brandl116aa622007-08-15 14:28:22 +0000646comprehensions. A **predicate** is a function that returns the truth value of
647some condition; for use with :func:`filter`, the predicate must take a single
648value.
649
Christian Heimesfe337bf2008-03-23 21:54:12 +0000650 >>> def is_even(x):
651 ... return (x % 2) == 0
Georg Brandl116aa622007-08-15 14:28:22 +0000652
Christian Heimesfe337bf2008-03-23 21:54:12 +0000653 >>> filter(is_even, range(10))
654 [0, 2, 4, 6, 8]
Georg Brandl116aa622007-08-15 14:28:22 +0000655
Georg Brandl116aa622007-08-15 14:28:22 +0000656
Christian Heimesfe337bf2008-03-23 21:54:12 +0000657This can also be written as a list comprehension:
Georg Brandl116aa622007-08-15 14:28:22 +0000658
Georg Brandlf6945182008-02-01 11:56:49 +0000659 >>> list(x for x in range(10) if is_even(x))
Georg Brandl116aa622007-08-15 14:28:22 +0000660 [0, 2, 4, 6, 8]
661
Georg Brandlf6945182008-02-01 11:56:49 +0000662``functools.reduce(func, iter, [initial_value])`` cumulatively performs an
663operation on all the iterable's elements and, therefore, can't be applied to
Benjamin Peterson09310422008-09-23 13:44:44 +0000664infinite iterables. (Note it is not in :mod:`builtins`, but in the
665:mod:`functools` module.) ``func`` must be a function that takes two elements
666and returns a single value. :func:`functools.reduce` takes the first two
667elements A and B returned by the iterator and calculates ``func(A, B)``. It
668then requests the third element, C, calculates ``func(func(A, B), C)``, combines
669this result with the fourth element returned, and continues until the iterable
670is exhausted. If the iterable returns no values at all, a :exc:`TypeError`
671exception is raised. If the initial value is supplied, it's used as a starting
672point and ``func(initial_value, A)`` is the first calculation. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000673
Benjamin Peterson09310422008-09-23 13:44:44 +0000674 >>> import operator, functools
675 >>> functools.reduce(operator.concat, ['A', 'BB', 'C'])
Christian Heimesfe337bf2008-03-23 21:54:12 +0000676 'ABBC'
Benjamin Peterson09310422008-09-23 13:44:44 +0000677 >>> functools.reduce(operator.concat, [])
Christian Heimesfe337bf2008-03-23 21:54:12 +0000678 Traceback (most recent call last):
679 ...
680 TypeError: reduce() of empty sequence with no initial value
Benjamin Peterson09310422008-09-23 13:44:44 +0000681 >>> functools.reduce(operator.mul, [1,2,3], 1)
Christian Heimesfe337bf2008-03-23 21:54:12 +0000682 6
Benjamin Peterson09310422008-09-23 13:44:44 +0000683 >>> functools.reduce(operator.mul, [], 1)
Christian Heimesfe337bf2008-03-23 21:54:12 +0000684 1
685
Benjamin Peterson09310422008-09-23 13:44:44 +0000686If you use :func:`operator.add` with :func:`functools.reduce`, you'll add up all the
Christian Heimesfe337bf2008-03-23 21:54:12 +0000687elements of the iterable. This case is so common that there's a special
688built-in called :func:`sum` to compute it:
689
Benjamin Peterson09310422008-09-23 13:44:44 +0000690 >>> import functools
691 >>> functools.reduce(operator.add, [1,2,3,4], 0)
Christian Heimesfe337bf2008-03-23 21:54:12 +0000692 10
693 >>> sum([1,2,3,4])
694 10
695 >>> sum([])
696 0
Georg Brandl116aa622007-08-15 14:28:22 +0000697
Benjamin Peterson09310422008-09-23 13:44:44 +0000698For many uses of :func:`functools.reduce`, though, it can be clearer to just write the
Georg Brandl116aa622007-08-15 14:28:22 +0000699obvious :keyword:`for` loop::
700
Benjamin Peterson09310422008-09-23 13:44:44 +0000701 import functools
Georg Brandlf6945182008-02-01 11:56:49 +0000702 # Instead of:
703 product = functools.reduce(operator.mul, [1,2,3], 1)
Georg Brandl116aa622007-08-15 14:28:22 +0000704
Georg Brandlf6945182008-02-01 11:56:49 +0000705 # You can write:
706 product = 1
707 for i in [1,2,3]:
708 product *= i
Georg Brandl116aa622007-08-15 14:28:22 +0000709
710
711``enumerate(iter)`` counts off the elements in the iterable, returning 2-tuples
Georg Brandlf6945182008-02-01 11:56:49 +0000712containing the count and each element. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000713
Christian Heimesfe337bf2008-03-23 21:54:12 +0000714 >>> for item in enumerate(['subject', 'verb', 'object']):
Neal Norwitz752abd02008-05-13 04:55:24 +0000715 ... print(item)
Christian Heimesfe337bf2008-03-23 21:54:12 +0000716 (0, 'subject')
717 (1, 'verb')
718 (2, 'object')
Georg Brandl116aa622007-08-15 14:28:22 +0000719
720:func:`enumerate` is often used when looping through a list and recording the
721indexes at which certain conditions are met::
722
723 f = open('data.txt', 'r')
724 for i, line in enumerate(f):
725 if line.strip() == '':
Georg Brandl6911e3c2007-09-04 07:15:32 +0000726 print('Blank line at line #%i' % i)
Georg Brandl116aa622007-08-15 14:28:22 +0000727
Georg Brandl116aa622007-08-15 14:28:22 +0000728
Christian Heimesfe337bf2008-03-23 21:54:12 +0000729``sorted(iterable, [cmp=None], [key=None], [reverse=False)`` collects all the
730elements of the iterable into a list, sorts the list, and returns the sorted
731result. The ``cmp``, ``key``, and ``reverse`` arguments are passed through to
732the constructed list's ``.sort()`` method. ::
733
734 >>> import random
735 >>> # Generate 8 random numbers between [0, 10000)
736 >>> rand_list = random.sample(range(10000), 8)
737 >>> rand_list
738 [769, 7953, 9828, 6431, 8442, 9878, 6213, 2207]
739 >>> sorted(rand_list)
740 [769, 2207, 6213, 6431, 7953, 8442, 9828, 9878]
741 >>> sorted(rand_list, reverse=True)
742 [9878, 9828, 8442, 7953, 6431, 6213, 2207, 769]
Georg Brandl116aa622007-08-15 14:28:22 +0000743
744(For a more detailed discussion of sorting, see the Sorting mini-HOWTO in the
745Python wiki at http://wiki.python.org/moin/HowTo/Sorting.)
746
747The ``any(iter)`` and ``all(iter)`` built-ins look at the truth values of an
748iterable's contents. :func:`any` returns True if any element in the iterable is
749a true value, and :func:`all` returns True if all of the elements are true
Christian Heimesfe337bf2008-03-23 21:54:12 +0000750values:
Georg Brandl116aa622007-08-15 14:28:22 +0000751
Christian Heimesfe337bf2008-03-23 21:54:12 +0000752 >>> any([0,1,0])
753 True
754 >>> any([0,0,0])
755 False
756 >>> any([1,1,1])
757 True
758 >>> all([0,1,0])
759 False
760 >>> all([0,0,0])
761 False
762 >>> all([1,1,1])
763 True
Georg Brandl116aa622007-08-15 14:28:22 +0000764
765
766Small functions and the lambda expression
767=========================================
768
769When writing functional-style programs, you'll often need little functions that
770act as predicates or that combine elements in some way.
771
772If there's a Python built-in or a module function that's suitable, you don't
773need to define a new function at all::
774
Christian Heimesfe337bf2008-03-23 21:54:12 +0000775 stripped_lines = [line.strip() for line in lines]
776 existing_files = filter(os.path.exists, file_list)
Georg Brandl116aa622007-08-15 14:28:22 +0000777
778If the function you need doesn't exist, you need to write it. One way to write
779small functions is to use the ``lambda`` statement. ``lambda`` takes a number
780of parameters and an expression combining these parameters, and creates a small
781function that returns the value of the expression::
782
Christian Heimesfe337bf2008-03-23 21:54:12 +0000783 lowercase = lambda x: x.lower()
Georg Brandl116aa622007-08-15 14:28:22 +0000784
Christian Heimesfe337bf2008-03-23 21:54:12 +0000785 print_assign = lambda name, value: name + '=' + str(value)
Georg Brandl116aa622007-08-15 14:28:22 +0000786
Christian Heimesfe337bf2008-03-23 21:54:12 +0000787 adder = lambda x, y: x+y
Georg Brandl116aa622007-08-15 14:28:22 +0000788
789An alternative is to just use the ``def`` statement and define a function in the
790usual way::
791
Christian Heimesfe337bf2008-03-23 21:54:12 +0000792 def lowercase(x):
793 return x.lower()
Georg Brandl116aa622007-08-15 14:28:22 +0000794
Christian Heimesfe337bf2008-03-23 21:54:12 +0000795 def print_assign(name, value):
796 return name + '=' + str(value)
Georg Brandl116aa622007-08-15 14:28:22 +0000797
Christian Heimesfe337bf2008-03-23 21:54:12 +0000798 def adder(x,y):
799 return x + y
Georg Brandl116aa622007-08-15 14:28:22 +0000800
801Which alternative is preferable? That's a style question; my usual course is to
802avoid using ``lambda``.
803
804One reason for my preference is that ``lambda`` is quite limited in the
805functions it can define. The result has to be computable as a single
806expression, which means you can't have multiway ``if... elif... else``
807comparisons or ``try... except`` statements. If you try to do too much in a
808``lambda`` statement, you'll end up with an overly complicated expression that's
809hard to read. Quick, what's the following code doing?
810
811::
812
Benjamin Peterson09310422008-09-23 13:44:44 +0000813 import functools
814 total = functools.reduce(lambda a, b: (0, a[1] + b[1]), items)[1]
Georg Brandl116aa622007-08-15 14:28:22 +0000815
816You can figure it out, but it takes time to disentangle the expression to figure
817out what's going on. Using a short nested ``def`` statements makes things a
818little bit better::
819
Benjamin Peterson09310422008-09-23 13:44:44 +0000820 import functools
Georg Brandl116aa622007-08-15 14:28:22 +0000821 def combine (a, b):
822 return 0, a[1] + b[1]
823
Benjamin Peterson09310422008-09-23 13:44:44 +0000824 total = functools.reduce(combine, items)[1]
Georg Brandl116aa622007-08-15 14:28:22 +0000825
826But it would be best of all if I had simply used a ``for`` loop::
827
828 total = 0
829 for a, b in items:
830 total += b
831
832Or the :func:`sum` built-in and a generator expression::
833
834 total = sum(b for a,b in items)
835
Benjamin Peterson09310422008-09-23 13:44:44 +0000836Many uses of :func:`functools.reduce` are clearer when written as ``for`` loops.
Georg Brandl116aa622007-08-15 14:28:22 +0000837
838Fredrik Lundh once suggested the following set of rules for refactoring uses of
839``lambda``:
840
8411) Write a lambda function.
8422) Write a comment explaining what the heck that lambda does.
8433) Study the comment for a while, and think of a name that captures the essence
844 of the comment.
8454) Convert the lambda to a def statement, using that name.
8465) Remove the comment.
847
Christian Heimes0449f632007-12-15 01:27:15 +0000848I really like these rules, but you're free to disagree
849about whether this lambda-free style is better.
Georg Brandl116aa622007-08-15 14:28:22 +0000850
851
852The itertools module
853====================
854
855The :mod:`itertools` module contains a number of commonly-used iterators as well
856as functions for combining several iterators. This section will introduce the
857module's contents by showing small examples.
858
859The module's functions fall into a few broad classes:
860
861* Functions that create a new iterator based on an existing iterator.
862* Functions for treating an iterator's elements as function arguments.
863* Functions for selecting portions of an iterator's output.
864* A function for grouping an iterator's output.
865
866Creating new iterators
867----------------------
868
869``itertools.count(n)`` returns an infinite stream of integers, increasing by 1
870each time. You can optionally supply the starting number, which defaults to 0::
871
Christian Heimesfe337bf2008-03-23 21:54:12 +0000872 itertools.count() =>
873 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
874 itertools.count(10) =>
875 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
Georg Brandl116aa622007-08-15 14:28:22 +0000876
877``itertools.cycle(iter)`` saves a copy of the contents of a provided iterable
878and returns a new iterator that returns its elements from first to last. The
Christian Heimesfe337bf2008-03-23 21:54:12 +0000879new iterator will repeat these elements infinitely. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000880
Christian Heimesfe337bf2008-03-23 21:54:12 +0000881 itertools.cycle([1,2,3,4,5]) =>
882 1, 2, 3, 4, 5, 1, 2, 3, 4, 5, ...
Georg Brandl116aa622007-08-15 14:28:22 +0000883
884``itertools.repeat(elem, [n])`` returns the provided element ``n`` times, or
Christian Heimesfe337bf2008-03-23 21:54:12 +0000885returns the element endlessly if ``n`` is not provided. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000886
887 itertools.repeat('abc') =>
888 abc, abc, abc, abc, abc, abc, abc, abc, abc, abc, ...
889 itertools.repeat('abc', 5) =>
890 abc, abc, abc, abc, abc
891
892``itertools.chain(iterA, iterB, ...)`` takes an arbitrary number of iterables as
893input, and returns all the elements of the first iterator, then all the elements
Christian Heimesfe337bf2008-03-23 21:54:12 +0000894of the second, and so on, until all of the iterables have been exhausted. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000895
896 itertools.chain(['a', 'b', 'c'], (1, 2, 3)) =>
897 a, b, c, 1, 2, 3
898
899``itertools.izip(iterA, iterB, ...)`` takes one element from each iterable and
900returns them in a tuple::
901
902 itertools.izip(['a', 'b', 'c'], (1, 2, 3)) =>
903 ('a', 1), ('b', 2), ('c', 3)
904
Christian Heimesc3f30c42008-02-22 16:37:40 +0000905It's similar to the built-in :func:`zip` function, but doesn't construct an
Georg Brandl116aa622007-08-15 14:28:22 +0000906in-memory list and exhaust all the input iterators before returning; instead
907tuples are constructed and returned only if they're requested. (The technical
908term for this behaviour is `lazy evaluation
909<http://en.wikipedia.org/wiki/Lazy_evaluation>`__.)
910
911This iterator is intended to be used with iterables that are all of the same
912length. If the iterables are of different lengths, the resulting stream will be
Christian Heimesfe337bf2008-03-23 21:54:12 +0000913the same length as the shortest iterable. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000914
915 itertools.izip(['a', 'b'], (1, 2, 3)) =>
916 ('a', 1), ('b', 2)
917
918You should avoid doing this, though, because an element may be taken from the
919longer iterators and discarded. This means you can't go on to use the iterators
920further because you risk skipping a discarded element.
921
922``itertools.islice(iter, [start], stop, [step])`` returns a stream that's a
923slice of the iterator. With a single ``stop`` argument, it will return the
924first ``stop`` elements. If you supply a starting index, you'll get
925``stop-start`` elements, and if you supply a value for ``step``, elements will
926be skipped accordingly. Unlike Python's string and list slicing, you can't use
Christian Heimesfe337bf2008-03-23 21:54:12 +0000927negative values for ``start``, ``stop``, or ``step``. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000928
929 itertools.islice(range(10), 8) =>
930 0, 1, 2, 3, 4, 5, 6, 7
931 itertools.islice(range(10), 2, 8) =>
932 2, 3, 4, 5, 6, 7
933 itertools.islice(range(10), 2, 8, 2) =>
934 2, 4, 6
935
936``itertools.tee(iter, [n])`` replicates an iterator; it returns ``n``
937independent iterators that will all return the contents of the source iterator.
938If you don't supply a value for ``n``, the default is 2. Replicating iterators
939requires saving some of the contents of the source iterator, so this can consume
940significant memory if the iterator is large and one of the new iterators is
Christian Heimesfe337bf2008-03-23 21:54:12 +0000941consumed more than the others. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000942
943 itertools.tee( itertools.count() ) =>
944 iterA, iterB
945
946 where iterA ->
947 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
948
949 and iterB ->
950 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
951
952
953Calling functions on elements
954-----------------------------
955
Georg Brandlf6945182008-02-01 11:56:49 +0000956``itertools.imap(func, iter)`` is the same as built-in :func:`map`.
Georg Brandl116aa622007-08-15 14:28:22 +0000957
958The ``operator`` module contains a set of functions corresponding to Python's
959operators. Some examples are ``operator.add(a, b)`` (adds two values),
960``operator.ne(a, b)`` (same as ``a!=b``), and ``operator.attrgetter('id')``
961(returns a callable that fetches the ``"id"`` attribute).
962
963``itertools.starmap(func, iter)`` assumes that the iterable will return a stream
964of tuples, and calls ``f()`` using these tuples as the arguments::
965
966 itertools.starmap(os.path.join,
967 [('/usr', 'bin', 'java'), ('/bin', 'python'),
968 ('/usr', 'bin', 'perl'),('/usr', 'bin', 'ruby')])
969 =>
970 /usr/bin/java, /bin/python, /usr/bin/perl, /usr/bin/ruby
971
972
973Selecting elements
974------------------
975
976Another group of functions chooses a subset of an iterator's elements based on a
977predicate.
978
Georg Brandlf6945182008-02-01 11:56:49 +0000979``itertools.ifilter(predicate, iter)`` is the same as built-in :func:`filter`.
Georg Brandl116aa622007-08-15 14:28:22 +0000980
981``itertools.ifilterfalse(predicate, iter)`` is the opposite, returning all
982elements for which the predicate returns false::
983
984 itertools.ifilterfalse(is_even, itertools.count()) =>
985 1, 3, 5, 7, 9, 11, 13, 15, ...
986
987``itertools.takewhile(predicate, iter)`` returns elements for as long as the
988predicate returns true. Once the predicate returns false, the iterator will
989signal the end of its results.
990
991::
992
993 def less_than_10(x):
994 return (x < 10)
995
996 itertools.takewhile(less_than_10, itertools.count()) =>
997 0, 1, 2, 3, 4, 5, 6, 7, 8, 9
998
999 itertools.takewhile(is_even, itertools.count()) =>
1000 0
1001
1002``itertools.dropwhile(predicate, iter)`` discards elements while the predicate
1003returns true, and then returns the rest of the iterable's results.
1004
1005::
1006
1007 itertools.dropwhile(less_than_10, itertools.count()) =>
1008 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
1009
1010 itertools.dropwhile(is_even, itertools.count()) =>
1011 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, ...
1012
1013
1014Grouping elements
1015-----------------
1016
1017The last function I'll discuss, ``itertools.groupby(iter, key_func=None)``, is
1018the most complicated. ``key_func(elem)`` is a function that can compute a key
1019value for each element returned by the iterable. If you don't supply a key
1020function, the key is simply each element itself.
1021
1022``groupby()`` collects all the consecutive elements from the underlying iterable
1023that have the same key value, and returns a stream of 2-tuples containing a key
1024value and an iterator for the elements with that key.
1025
1026::
1027
1028 city_list = [('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL'),
1029 ('Anchorage', 'AK'), ('Nome', 'AK'),
1030 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ'),
1031 ...
1032 ]
1033
Georg Brandl0df79792008-10-04 18:33:26 +00001034 def get_state (city_state):
1035 return city_state[1]
Georg Brandl116aa622007-08-15 14:28:22 +00001036
1037 itertools.groupby(city_list, get_state) =>
1038 ('AL', iterator-1),
1039 ('AK', iterator-2),
1040 ('AZ', iterator-3), ...
1041
1042 where
1043 iterator-1 =>
1044 ('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL')
1045 iterator-2 =>
1046 ('Anchorage', 'AK'), ('Nome', 'AK')
1047 iterator-3 =>
1048 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ')
1049
1050``groupby()`` assumes that the underlying iterable's contents will already be
1051sorted based on the key. Note that the returned iterators also use the
1052underlying iterable, so you have to consume the results of iterator-1 before
1053requesting iterator-2 and its corresponding key.
1054
1055
1056The functools module
1057====================
1058
1059The :mod:`functools` module in Python 2.5 contains some higher-order functions.
1060A **higher-order function** takes one or more functions as input and returns a
1061new function. The most useful tool in this module is the
1062:func:`functools.partial` function.
1063
1064For programs written in a functional style, you'll sometimes want to construct
1065variants of existing functions that have some of the parameters filled in.
1066Consider a Python function ``f(a, b, c)``; you may wish to create a new function
1067``g(b, c)`` that's equivalent to ``f(1, b, c)``; you're filling in a value for
1068one of ``f()``'s parameters. This is called "partial function application".
1069
1070The constructor for ``partial`` takes the arguments ``(function, arg1, arg2,
1071... kwarg1=value1, kwarg2=value2)``. The resulting object is callable, so you
1072can just call it to invoke ``function`` with the filled-in arguments.
1073
1074Here's a small but realistic example::
1075
1076 import functools
1077
1078 def log (message, subsystem):
1079 "Write the contents of 'message' to the specified subsystem."
Georg Brandl6911e3c2007-09-04 07:15:32 +00001080 print('%s: %s' % (subsystem, message))
Georg Brandl116aa622007-08-15 14:28:22 +00001081 ...
1082
1083 server_log = functools.partial(log, subsystem='server')
1084 server_log('Unable to open socket')
1085
1086
1087The operator module
1088-------------------
1089
1090The :mod:`operator` module was mentioned earlier. It contains a set of
1091functions corresponding to Python's operators. These functions are often useful
1092in functional-style code because they save you from writing trivial functions
1093that perform a single operation.
1094
1095Some of the functions in this module are:
1096
Georg Brandlf6945182008-02-01 11:56:49 +00001097* Math operations: ``add()``, ``sub()``, ``mul()``, ``floordiv()``, ``abs()``, ...
Georg Brandl116aa622007-08-15 14:28:22 +00001098* Logical operations: ``not_()``, ``truth()``.
1099* Bitwise operations: ``and_()``, ``or_()``, ``invert()``.
1100* Comparisons: ``eq()``, ``ne()``, ``lt()``, ``le()``, ``gt()``, and ``ge()``.
1101* Object identity: ``is_()``, ``is_not()``.
1102
1103Consult the operator module's documentation for a complete list.
1104
1105
1106
1107The functional module
1108---------------------
1109
1110Collin Winter's `functional module <http://oakwinter.com/code/functional/>`__
1111provides a number of more advanced tools for functional programming. It also
1112reimplements several Python built-ins, trying to make them more intuitive to
1113those used to functional programming in other languages.
1114
1115This section contains an introduction to some of the most important functions in
1116``functional``; full documentation can be found at `the project's website
1117<http://oakwinter.com/code/functional/documentation/>`__.
1118
1119``compose(outer, inner, unpack=False)``
1120
1121The ``compose()`` function implements function composition. In other words, it
1122returns a wrapper around the ``outer`` and ``inner`` callables, such that the
Christian Heimesfe337bf2008-03-23 21:54:12 +00001123return value from ``inner`` is fed directly to ``outer``. That is, ::
Georg Brandl116aa622007-08-15 14:28:22 +00001124
Christian Heimesfe337bf2008-03-23 21:54:12 +00001125 >>> def add(a, b):
1126 ... return a + b
1127 ...
1128 >>> def double(a):
1129 ... return 2 * a
1130 ...
1131 >>> compose(double, add)(5, 6)
1132 22
Georg Brandl116aa622007-08-15 14:28:22 +00001133
Christian Heimesfe337bf2008-03-23 21:54:12 +00001134is equivalent to ::
Georg Brandl116aa622007-08-15 14:28:22 +00001135
Christian Heimesfe337bf2008-03-23 21:54:12 +00001136 >>> double(add(5, 6))
1137 22
Georg Brandl116aa622007-08-15 14:28:22 +00001138
1139The ``unpack`` keyword is provided to work around the fact that Python functions
1140are not always `fully curried <http://en.wikipedia.org/wiki/Currying>`__. By
1141default, it is expected that the ``inner`` function will return a single object
1142and that the ``outer`` function will take a single argument. Setting the
1143``unpack`` argument causes ``compose`` to expect a tuple from ``inner`` which
Christian Heimesfe337bf2008-03-23 21:54:12 +00001144will be expanded before being passed to ``outer``. Put simply, ::
Georg Brandl116aa622007-08-15 14:28:22 +00001145
Christian Heimesfe337bf2008-03-23 21:54:12 +00001146 compose(f, g)(5, 6)
Georg Brandl116aa622007-08-15 14:28:22 +00001147
1148is equivalent to::
1149
Christian Heimesfe337bf2008-03-23 21:54:12 +00001150 f(g(5, 6))
Georg Brandl116aa622007-08-15 14:28:22 +00001151
Christian Heimesfe337bf2008-03-23 21:54:12 +00001152while ::
Georg Brandl116aa622007-08-15 14:28:22 +00001153
Christian Heimesfe337bf2008-03-23 21:54:12 +00001154 compose(f, g, unpack=True)(5, 6)
Georg Brandl116aa622007-08-15 14:28:22 +00001155
1156is equivalent to::
1157
Christian Heimesfe337bf2008-03-23 21:54:12 +00001158 f(*g(5, 6))
Georg Brandl116aa622007-08-15 14:28:22 +00001159
1160Even though ``compose()`` only accepts two functions, it's trivial to build up a
Benjamin Peterson09310422008-09-23 13:44:44 +00001161version that will compose any number of functions. We'll use
1162:func:`functools.reduce`, ``compose()`` and ``partial()`` (the last of which is
1163provided by both ``functional`` and ``functools``). ::
Georg Brandl116aa622007-08-15 14:28:22 +00001164
Christian Heimesfe337bf2008-03-23 21:54:12 +00001165 from functional import compose, partial
Benjamin Peterson09310422008-09-23 13:44:44 +00001166 import functools
Georg Brandl116aa622007-08-15 14:28:22 +00001167
Christian Heimesfe337bf2008-03-23 21:54:12 +00001168
Benjamin Peterson09310422008-09-23 13:44:44 +00001169 multi_compose = partial(functools.reduce, compose)
Georg Brandl116aa622007-08-15 14:28:22 +00001170
1171
1172We can also use ``map()``, ``compose()`` and ``partial()`` to craft a version of
1173``"".join(...)`` that converts its arguments to string::
1174
Christian Heimesfe337bf2008-03-23 21:54:12 +00001175 from functional import compose, partial
Georg Brandl116aa622007-08-15 14:28:22 +00001176
Christian Heimesfe337bf2008-03-23 21:54:12 +00001177 join = compose("".join, partial(map, str))
Georg Brandl116aa622007-08-15 14:28:22 +00001178
1179
1180``flip(func)``
1181
1182``flip()`` wraps the callable in ``func`` and causes it to receive its
Christian Heimesfe337bf2008-03-23 21:54:12 +00001183non-keyword arguments in reverse order. ::
Georg Brandl116aa622007-08-15 14:28:22 +00001184
Christian Heimesfe337bf2008-03-23 21:54:12 +00001185 >>> def triple(a, b, c):
1186 ... return (a, b, c)
1187 ...
1188 >>> triple(5, 6, 7)
1189 (5, 6, 7)
1190 >>>
1191 >>> flipped_triple = flip(triple)
1192 >>> flipped_triple(5, 6, 7)
1193 (7, 6, 5)
Georg Brandl116aa622007-08-15 14:28:22 +00001194
1195``foldl(func, start, iterable)``
1196
1197``foldl()`` takes a binary function, a starting value (usually some kind of
1198'zero'), and an iterable. The function is applied to the starting value and the
1199first element of the list, then the result of that and the second element of the
1200list, then the result of that and the third element of the list, and so on.
1201
1202This means that a call such as::
1203
Christian Heimesfe337bf2008-03-23 21:54:12 +00001204 foldl(f, 0, [1, 2, 3])
Georg Brandl116aa622007-08-15 14:28:22 +00001205
1206is equivalent to::
1207
Christian Heimesfe337bf2008-03-23 21:54:12 +00001208 f(f(f(0, 1), 2), 3)
Georg Brandl116aa622007-08-15 14:28:22 +00001209
1210
1211``foldl()`` is roughly equivalent to the following recursive function::
1212
Christian Heimesfe337bf2008-03-23 21:54:12 +00001213 def foldl(func, start, seq):
1214 if len(seq) == 0:
1215 return start
Georg Brandl116aa622007-08-15 14:28:22 +00001216
Christian Heimesfe337bf2008-03-23 21:54:12 +00001217 return foldl(func, func(start, seq[0]), seq[1:])
Georg Brandl116aa622007-08-15 14:28:22 +00001218
1219Speaking of equivalence, the above ``foldl`` call can be expressed in terms of
Benjamin Peterson09310422008-09-23 13:44:44 +00001220the built-in :func:`functools.reduce` like so::
Georg Brandl116aa622007-08-15 14:28:22 +00001221
Benjamin Peterson09310422008-09-23 13:44:44 +00001222 import functools
1223 functools.reduce(f, [1, 2, 3], 0)
Georg Brandl116aa622007-08-15 14:28:22 +00001224
1225
1226We can use ``foldl()``, ``operator.concat()`` and ``partial()`` to write a
1227cleaner, more aesthetically-pleasing version of Python's ``"".join(...)``
1228idiom::
1229
Christian Heimesfe337bf2008-03-23 21:54:12 +00001230 from functional import foldl, partial from operator import concat
1231
1232 join = partial(foldl, concat, "")
Georg Brandl116aa622007-08-15 14:28:22 +00001233
1234
1235Revision History and Acknowledgements
1236=====================================
1237
1238The author would like to thank the following people for offering suggestions,
1239corrections and assistance with various drafts of this article: Ian Bicking,
1240Nick Coghlan, Nick Efford, Raymond Hettinger, Jim Jewett, Mike Krell, Leandro
1241Lameiro, Jussi Salmela, Collin Winter, Blake Winton.
1242
1243Version 0.1: posted June 30 2006.
1244
1245Version 0.11: posted July 1 2006. Typo fixes.
1246
1247Version 0.2: posted July 10 2006. Merged genexp and listcomp sections into one.
1248Typo fixes.
1249
1250Version 0.21: Added more references suggested on the tutor mailing list.
1251
1252Version 0.30: Adds a section on the ``functional`` module written by Collin
1253Winter; adds short section on the operator module; a few other edits.
1254
1255
1256References
1257==========
1258
1259General
1260-------
1261
1262**Structure and Interpretation of Computer Programs**, by Harold Abelson and
1263Gerald Jay Sussman with Julie Sussman. Full text at
1264http://mitpress.mit.edu/sicp/. In this classic textbook of computer science,
1265chapters 2 and 3 discuss the use of sequences and streams to organize the data
1266flow inside a program. The book uses Scheme for its examples, but many of the
1267design approaches described in these chapters are applicable to functional-style
1268Python code.
1269
1270http://www.defmacro.org/ramblings/fp.html: A general introduction to functional
1271programming that uses Java examples and has a lengthy historical introduction.
1272
1273http://en.wikipedia.org/wiki/Functional_programming: General Wikipedia entry
1274describing functional programming.
1275
1276http://en.wikipedia.org/wiki/Coroutine: Entry for coroutines.
1277
1278http://en.wikipedia.org/wiki/Currying: Entry for the concept of currying.
1279
1280Python-specific
1281---------------
1282
1283http://gnosis.cx/TPiP/: The first chapter of David Mertz's book
1284:title-reference:`Text Processing in Python` discusses functional programming
1285for text processing, in the section titled "Utilizing Higher-Order Functions in
1286Text Processing".
1287
1288Mertz also wrote a 3-part series of articles on functional programming
1289for IBM's DeveloperWorks site; see
1290`part 1 <http://www-128.ibm.com/developerworks/library/l-prog.html>`__,
1291`part 2 <http://www-128.ibm.com/developerworks/library/l-prog2.html>`__, and
1292`part 3 <http://www-128.ibm.com/developerworks/linux/library/l-prog3.html>`__,
1293
1294
1295Python documentation
1296--------------------
1297
1298Documentation for the :mod:`itertools` module.
1299
1300Documentation for the :mod:`operator` module.
1301
1302:pep:`289`: "Generator Expressions"
1303
1304:pep:`342`: "Coroutines via Enhanced Generators" describes the new generator
1305features in Python 2.5.
1306
1307.. comment
1308
1309 Topics to place
1310 -----------------------------
1311
1312 XXX os.walk()
1313
1314 XXX Need a large example.
1315
1316 But will an example add much? I'll post a first draft and see
1317 what the comments say.
1318
1319.. comment
1320
1321 Original outline:
1322 Introduction
1323 Idea of FP
1324 Programs built out of functions
1325 Functions are strictly input-output, no internal state
1326 Opposed to OO programming, where objects have state
1327
1328 Why FP?
1329 Formal provability
1330 Assignment is difficult to reason about
1331 Not very relevant to Python
1332 Modularity
1333 Small functions that do one thing
1334 Debuggability:
1335 Easy to test due to lack of state
1336 Easy to verify output from intermediate steps
1337 Composability
1338 You assemble a toolbox of functions that can be mixed
1339
1340 Tackling a problem
1341 Need a significant example
1342
1343 Iterators
1344 Generators
1345 The itertools module
1346 List comprehensions
1347 Small functions and the lambda statement
1348 Built-in functions
1349 map
1350 filter
Georg Brandl116aa622007-08-15 14:28:22 +00001351
1352.. comment
1353
1354 Handy little function for printing part of an iterator -- used
1355 while writing this document.
1356
1357 import itertools
1358 def print_iter(it):
1359 slice = itertools.islice(it, 10)
1360 for elem in slice[:-1]:
1361 sys.stdout.write(str(elem))
1362 sys.stdout.write(', ')
Georg Brandl6911e3c2007-09-04 07:15:32 +00001363 print(elem[-1])
Georg Brandl116aa622007-08-15 14:28:22 +00001364
1365