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Georg Brandl116aa622007-08-15 14:28:22 +00001********************************
2 Functional Programming HOWTO
3********************************
4
Christian Heimesfe337bf2008-03-23 21:54:12 +00005:Author: A. M. Kuchling
Christian Heimes0449f632007-12-15 01:27:15 +00006:Release: 0.31
Georg Brandl116aa622007-08-15 14:28:22 +00007
Georg Brandl116aa622007-08-15 14:28:22 +00008In this document, we'll take a tour of Python's features suitable for
9implementing programs in a functional style. After an introduction to the
10concepts of functional programming, we'll look at language features such as
Georg Brandl9afde1c2007-11-01 20:32:30 +000011:term:`iterator`\s and :term:`generator`\s and relevant library modules such as
12:mod:`itertools` and :mod:`functools`.
Georg Brandl116aa622007-08-15 14:28:22 +000013
14
15Introduction
16============
17
18This section explains the basic concept of functional programming; if you're
19just interested in learning about Python language features, skip to the next
20section.
21
22Programming languages support decomposing problems in several different ways:
23
24* Most programming languages are **procedural**: programs are lists of
25 instructions that tell the computer what to do with the program's input. C,
26 Pascal, and even Unix shells are procedural languages.
27
28* In **declarative** languages, you write a specification that describes the
29 problem to be solved, and the language implementation figures out how to
30 perform the computation efficiently. SQL is the declarative language you're
31 most likely to be familiar with; a SQL query describes the data set you want
32 to retrieve, and the SQL engine decides whether to scan tables or use indexes,
33 which subclauses should be performed first, etc.
34
35* **Object-oriented** programs manipulate collections of objects. Objects have
36 internal state and support methods that query or modify this internal state in
37 some way. Smalltalk and Java are object-oriented languages. C++ and Python
38 are languages that support object-oriented programming, but don't force the
39 use of object-oriented features.
40
41* **Functional** programming decomposes a problem into a set of functions.
42 Ideally, functions only take inputs and produce outputs, and don't have any
43 internal state that affects the output produced for a given input. Well-known
44 functional languages include the ML family (Standard ML, OCaml, and other
45 variants) and Haskell.
46
Christian Heimes0449f632007-12-15 01:27:15 +000047The designers of some computer languages choose to emphasize one
48particular approach to programming. This often makes it difficult to
49write programs that use a different approach. Other languages are
50multi-paradigm languages that support several different approaches.
51Lisp, C++, and Python are multi-paradigm; you can write programs or
52libraries that are largely procedural, object-oriented, or functional
53in all of these languages. In a large program, different sections
54might be written using different approaches; the GUI might be
55object-oriented while the processing logic is procedural or
56functional, for example.
Georg Brandl116aa622007-08-15 14:28:22 +000057
58In a functional program, input flows through a set of functions. Each function
Christian Heimes0449f632007-12-15 01:27:15 +000059operates on its input and produces some output. Functional style discourages
Georg Brandl116aa622007-08-15 14:28:22 +000060functions with side effects that modify internal state or make other changes
61that aren't visible in the function's return value. Functions that have no side
62effects at all are called **purely functional**. Avoiding side effects means
63not using data structures that get updated as a program runs; every function's
64output must only depend on its input.
65
66Some languages are very strict about purity and don't even have assignment
67statements such as ``a=3`` or ``c = a + b``, but it's difficult to avoid all
68side effects. Printing to the screen or writing to a disk file are side
Georg Brandl0df79792008-10-04 18:33:26 +000069effects, for example. For example, in Python a call to the :func:`print` or
70:func:`time.sleep` function both return no useful value; they're only called for
71their side effects of sending some text to the screen or pausing execution for a
Georg Brandl116aa622007-08-15 14:28:22 +000072second.
73
74Python programs written in functional style usually won't go to the extreme of
75avoiding all I/O or all assignments; instead, they'll provide a
76functional-appearing interface but will use non-functional features internally.
77For example, the implementation of a function will still use assignments to
78local variables, but won't modify global variables or have other side effects.
79
80Functional programming can be considered the opposite of object-oriented
81programming. Objects are little capsules containing some internal state along
82with a collection of method calls that let you modify this state, and programs
83consist of making the right set of state changes. Functional programming wants
84to avoid state changes as much as possible and works with data flowing between
85functions. In Python you might combine the two approaches by writing functions
86that take and return instances representing objects in your application (e-mail
87messages, transactions, etc.).
88
89Functional design may seem like an odd constraint to work under. Why should you
90avoid objects and side effects? There are theoretical and practical advantages
91to the functional style:
92
93* Formal provability.
94* Modularity.
95* Composability.
96* Ease of debugging and testing.
97
Christian Heimesfe337bf2008-03-23 21:54:12 +000098
Georg Brandl116aa622007-08-15 14:28:22 +000099Formal provability
100------------------
101
102A theoretical benefit is that it's easier to construct a mathematical proof that
103a functional program is correct.
104
105For a long time researchers have been interested in finding ways to
106mathematically prove programs correct. This is different from testing a program
107on numerous inputs and concluding that its output is usually correct, or reading
108a program's source code and concluding that the code looks right; the goal is
109instead a rigorous proof that a program produces the right result for all
110possible inputs.
111
112The technique used to prove programs correct is to write down **invariants**,
113properties of the input data and of the program's variables that are always
114true. For each line of code, you then show that if invariants X and Y are true
115**before** the line is executed, the slightly different invariants X' and Y' are
116true **after** the line is executed. This continues until you reach the end of
117the program, at which point the invariants should match the desired conditions
118on the program's output.
119
120Functional programming's avoidance of assignments arose because assignments are
121difficult to handle with this technique; assignments can break invariants that
122were true before the assignment without producing any new invariants that can be
123propagated onward.
124
125Unfortunately, proving programs correct is largely impractical and not relevant
126to Python software. Even trivial programs require proofs that are several pages
127long; the proof of correctness for a moderately complicated program would be
128enormous, and few or none of the programs you use daily (the Python interpreter,
129your XML parser, your web browser) could be proven correct. Even if you wrote
130down or generated a proof, there would then be the question of verifying the
131proof; maybe there's an error in it, and you wrongly believe you've proved the
132program correct.
133
Christian Heimesfe337bf2008-03-23 21:54:12 +0000134
Georg Brandl116aa622007-08-15 14:28:22 +0000135Modularity
136----------
137
138A more practical benefit of functional programming is that it forces you to
139break apart your problem into small pieces. Programs are more modular as a
140result. It's easier to specify and write a small function that does one thing
141than a large function that performs a complicated transformation. Small
142functions are also easier to read and to check for errors.
143
144
Georg Brandl48310cd2009-01-03 21:18:54 +0000145Ease of debugging and testing
Georg Brandl116aa622007-08-15 14:28:22 +0000146-----------------------------
147
148Testing and debugging a functional-style program is easier.
149
150Debugging is simplified because functions are generally small and clearly
151specified. When a program doesn't work, each function is an interface point
152where you can check that the data are correct. You can look at the intermediate
153inputs and outputs to quickly isolate the function that's responsible for a bug.
154
155Testing is easier because each function is a potential subject for a unit test.
156Functions don't depend on system state that needs to be replicated before
157running a test; instead you only have to synthesize the right input and then
158check that the output matches expectations.
159
160
Georg Brandl116aa622007-08-15 14:28:22 +0000161Composability
162-------------
163
164As you work on a functional-style program, you'll write a number of functions
165with varying inputs and outputs. Some of these functions will be unavoidably
166specialized to a particular application, but others will be useful in a wide
167variety of programs. For example, a function that takes a directory path and
168returns all the XML files in the directory, or a function that takes a filename
169and returns its contents, can be applied to many different situations.
170
171Over time you'll form a personal library of utilities. Often you'll assemble
172new programs by arranging existing functions in a new configuration and writing
173a few functions specialized for the current task.
174
175
Georg Brandl116aa622007-08-15 14:28:22 +0000176Iterators
177=========
178
179I'll start by looking at a Python language feature that's an important
180foundation for writing functional-style programs: iterators.
181
182An iterator is an object representing a stream of data; this object returns the
183data one element at a time. A Python iterator must support a method called
Ezio Melotti45a101d2012-10-12 12:42:51 +0300184:meth:`~iterator.__next__` that takes no arguments and always returns the next
185element of the stream. If there are no more elements in the stream,
186:meth:`~iterator.__next__` must raise the :exc:`StopIteration` exception.
187Iterators don't have to be finite, though; it's perfectly reasonable to write
188an iterator that produces an infinite stream of data.
Georg Brandl116aa622007-08-15 14:28:22 +0000189
190The built-in :func:`iter` function takes an arbitrary object and tries to return
191an iterator that will return the object's contents or elements, raising
192:exc:`TypeError` if the object doesn't support iteration. Several of Python's
193built-in data types support iteration, the most common being lists and
Ezio Melotti45a101d2012-10-12 12:42:51 +0300194dictionaries. An object is called :term:`iterable` if you can get an iterator
195for it.
Georg Brandl116aa622007-08-15 14:28:22 +0000196
Christian Heimesfe337bf2008-03-23 21:54:12 +0000197You can experiment with the iteration interface manually:
Georg Brandl116aa622007-08-15 14:28:22 +0000198
199 >>> L = [1,2,3]
200 >>> it = iter(L)
Ezio Melotti35cbf162012-10-12 13:24:19 +0300201 >>> it #doctest: +ELLIPSIS
Christian Heimesfe337bf2008-03-23 21:54:12 +0000202 <...iterator object at ...>
Ezio Melotti45a101d2012-10-12 12:42:51 +0300203 >>> it.__next__() # same as next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000204 1
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000205 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000206 2
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000207 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000208 3
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000209 >>> next(it)
Georg Brandl116aa622007-08-15 14:28:22 +0000210 Traceback (most recent call last):
211 File "<stdin>", line 1, in ?
212 StopIteration
Georg Brandl48310cd2009-01-03 21:18:54 +0000213 >>>
Georg Brandl116aa622007-08-15 14:28:22 +0000214
215Python expects iterable objects in several different contexts, the most
Ezio Melotti45a101d2012-10-12 12:42:51 +0300216important being the :keyword:`for` statement. In the statement ``for X in Y``,
217Y must be an iterator or some object for which :func:`iter` can create an
218iterator. These two statements are equivalent::
Georg Brandl116aa622007-08-15 14:28:22 +0000219
Georg Brandl116aa622007-08-15 14:28:22 +0000220
Christian Heimesfe337bf2008-03-23 21:54:12 +0000221 for i in iter(obj):
Neal Norwitz752abd02008-05-13 04:55:24 +0000222 print(i)
Christian Heimesfe337bf2008-03-23 21:54:12 +0000223
224 for i in obj:
Neal Norwitz752abd02008-05-13 04:55:24 +0000225 print(i)
Georg Brandl116aa622007-08-15 14:28:22 +0000226
227Iterators can be materialized as lists or tuples by using the :func:`list` or
Christian Heimesfe337bf2008-03-23 21:54:12 +0000228:func:`tuple` constructor functions:
Georg Brandl116aa622007-08-15 14:28:22 +0000229
230 >>> L = [1,2,3]
231 >>> iterator = iter(L)
232 >>> t = tuple(iterator)
233 >>> t
234 (1, 2, 3)
235
236Sequence unpacking also supports iterators: if you know an iterator will return
Christian Heimesfe337bf2008-03-23 21:54:12 +0000237N elements, you can unpack them into an N-tuple:
Georg Brandl116aa622007-08-15 14:28:22 +0000238
239 >>> L = [1,2,3]
240 >>> iterator = iter(L)
241 >>> a,b,c = iterator
242 >>> a,b,c
243 (1, 2, 3)
244
245Built-in functions such as :func:`max` and :func:`min` can take a single
246iterator argument and will return the largest or smallest element. The ``"in"``
247and ``"not in"`` operators also support iterators: ``X in iterator`` is true if
248X is found in the stream returned by the iterator. You'll run into obvious
Ezio Melotti45a101d2012-10-12 12:42:51 +0300249problems if the iterator is infinite; :func:`max`, :func:`min`
Georg Brandl116aa622007-08-15 14:28:22 +0000250will never return, and if the element X never appears in the stream, the
Sandro Tosidd7c5522012-08-15 21:37:35 +0200251``"in"`` and ``"not in"`` operators won't return either.
Georg Brandl116aa622007-08-15 14:28:22 +0000252
253Note that you can only go forward in an iterator; there's no way to get the
254previous element, reset the iterator, or make a copy of it. Iterator objects
255can optionally provide these additional capabilities, but the iterator protocol
Ezio Melotti45a101d2012-10-12 12:42:51 +0300256only specifies the :meth:`~iterator.__next__` method. Functions may therefore
257consume all of the iterator's output, and if you need to do something different
258with the same stream, you'll have to create a new iterator.
Georg Brandl116aa622007-08-15 14:28:22 +0000259
260
261
262Data Types That Support Iterators
263---------------------------------
264
265We've already seen how lists and tuples support iterators. In fact, any Python
266sequence type, such as strings, will automatically support creation of an
267iterator.
268
269Calling :func:`iter` on a dictionary returns an iterator that will loop over the
Ezio Melotti35cbf162012-10-12 13:24:19 +0300270dictionary's keys::
Georg Brandl116aa622007-08-15 14:28:22 +0000271
272 >>> m = {'Jan': 1, 'Feb': 2, 'Mar': 3, 'Apr': 4, 'May': 5, 'Jun': 6,
273 ... 'Jul': 7, 'Aug': 8, 'Sep': 9, 'Oct': 10, 'Nov': 11, 'Dec': 12}
Ezio Melotti35cbf162012-10-12 13:24:19 +0300274 >>> for key in m: #doctest: +SKIP
Georg Brandl6911e3c2007-09-04 07:15:32 +0000275 ... print(key, m[key])
Georg Brandl116aa622007-08-15 14:28:22 +0000276 Mar 3
277 Feb 2
278 Aug 8
279 Sep 9
Christian Heimesfe337bf2008-03-23 21:54:12 +0000280 Apr 4
Georg Brandl116aa622007-08-15 14:28:22 +0000281 Jun 6
282 Jul 7
283 Jan 1
Christian Heimesfe337bf2008-03-23 21:54:12 +0000284 May 5
Georg Brandl116aa622007-08-15 14:28:22 +0000285 Nov 11
286 Dec 12
287 Oct 10
288
289Note that the order is essentially random, because it's based on the hash
290ordering of the objects in the dictionary.
291
Fred Drake2e748782007-09-04 17:33:11 +0000292Applying :func:`iter` to a dictionary always loops over the keys, but
293dictionaries have methods that return other iterators. If you want to iterate
294over values or key/value pairs, you can explicitly call the
Chris Jerdonek006d9072012-10-12 20:28:26 -0700295:meth:`~dict.values` or :meth:`~dict.items` methods to get an appropriate
296iterator.
Georg Brandl116aa622007-08-15 14:28:22 +0000297
298The :func:`dict` constructor can accept an iterator that returns a finite stream
Christian Heimesfe337bf2008-03-23 21:54:12 +0000299of ``(key, value)`` tuples:
Georg Brandl116aa622007-08-15 14:28:22 +0000300
301 >>> L = [('Italy', 'Rome'), ('France', 'Paris'), ('US', 'Washington DC')]
Chris Jerdonek006d9072012-10-12 20:28:26 -0700302 >>> dict(iter(L)) #doctest: +SKIP
Georg Brandl116aa622007-08-15 14:28:22 +0000303 {'Italy': 'Rome', 'US': 'Washington DC', 'France': 'Paris'}
304
Ezio Melotti45a101d2012-10-12 12:42:51 +0300305Files also support iteration by calling the :meth:`~io.TextIOBase.readline`
306method until there are no more lines in the file. This means you can read each
307line of a file like this::
Georg Brandl116aa622007-08-15 14:28:22 +0000308
309 for line in file:
310 # do something for each line
311 ...
312
313Sets can take their contents from an iterable and let you iterate over the set's
314elements::
315
Georg Brandlf6945182008-02-01 11:56:49 +0000316 S = {2, 3, 5, 7, 11, 13}
Georg Brandl116aa622007-08-15 14:28:22 +0000317 for i in S:
Georg Brandl6911e3c2007-09-04 07:15:32 +0000318 print(i)
Georg Brandl116aa622007-08-15 14:28:22 +0000319
320
321
322Generator expressions and list comprehensions
323=============================================
324
325Two common operations on an iterator's output are 1) performing some operation
326for every element, 2) selecting a subset of elements that meet some condition.
327For example, given a list of strings, you might want to strip off trailing
328whitespace from each line or extract all the strings containing a given
329substring.
330
331List comprehensions and generator expressions (short form: "listcomps" and
332"genexps") are a concise notation for such operations, borrowed from the
Ezio Melotti19192dd2010-04-05 13:25:51 +0000333functional programming language Haskell (http://www.haskell.org/). You can strip
Georg Brandl116aa622007-08-15 14:28:22 +0000334all the whitespace from a stream of strings with the following code::
335
Christian Heimesfe337bf2008-03-23 21:54:12 +0000336 line_list = [' line 1\n', 'line 2 \n', ...]
Georg Brandl116aa622007-08-15 14:28:22 +0000337
Christian Heimesfe337bf2008-03-23 21:54:12 +0000338 # Generator expression -- returns iterator
339 stripped_iter = (line.strip() for line in line_list)
Georg Brandl116aa622007-08-15 14:28:22 +0000340
Christian Heimesfe337bf2008-03-23 21:54:12 +0000341 # List comprehension -- returns list
342 stripped_list = [line.strip() for line in line_list]
Georg Brandl116aa622007-08-15 14:28:22 +0000343
344You can select only certain elements by adding an ``"if"`` condition::
345
Christian Heimesfe337bf2008-03-23 21:54:12 +0000346 stripped_list = [line.strip() for line in line_list
347 if line != ""]
Georg Brandl116aa622007-08-15 14:28:22 +0000348
349With a list comprehension, you get back a Python list; ``stripped_list`` is a
350list containing the resulting lines, not an iterator. Generator expressions
351return an iterator that computes the values as necessary, not needing to
352materialize all the values at once. This means that list comprehensions aren't
353useful if you're working with iterators that return an infinite stream or a very
354large amount of data. Generator expressions are preferable in these situations.
355
356Generator expressions are surrounded by parentheses ("()") and list
357comprehensions are surrounded by square brackets ("[]"). Generator expressions
358have the form::
359
Georg Brandl48310cd2009-01-03 21:18:54 +0000360 ( expression for expr in sequence1
Georg Brandl116aa622007-08-15 14:28:22 +0000361 if condition1
362 for expr2 in sequence2
363 if condition2
364 for expr3 in sequence3 ...
365 if condition3
366 for exprN in sequenceN
367 if conditionN )
368
369Again, for a list comprehension only the outside brackets are different (square
370brackets instead of parentheses).
371
372The elements of the generated output will be the successive values of
373``expression``. The ``if`` clauses are all optional; if present, ``expression``
374is only evaluated and added to the result when ``condition`` is true.
375
376Generator expressions always have to be written inside parentheses, but the
377parentheses signalling a function call also count. If you want to create an
378iterator that will be immediately passed to a function you can write::
379
Christian Heimesfe337bf2008-03-23 21:54:12 +0000380 obj_total = sum(obj.count for obj in list_all_objects())
Georg Brandl116aa622007-08-15 14:28:22 +0000381
382The ``for...in`` clauses contain the sequences to be iterated over. The
383sequences do not have to be the same length, because they are iterated over from
384left to right, **not** in parallel. For each element in ``sequence1``,
385``sequence2`` is looped over from the beginning. ``sequence3`` is then looped
386over for each resulting pair of elements from ``sequence1`` and ``sequence2``.
387
388To put it another way, a list comprehension or generator expression is
389equivalent to the following Python code::
390
391 for expr1 in sequence1:
392 if not (condition1):
393 continue # Skip this element
394 for expr2 in sequence2:
395 if not (condition2):
396 continue # Skip this element
397 ...
398 for exprN in sequenceN:
399 if not (conditionN):
400 continue # Skip this element
401
Georg Brandl48310cd2009-01-03 21:18:54 +0000402 # Output the value of
Georg Brandl116aa622007-08-15 14:28:22 +0000403 # the expression.
404
405This means that when there are multiple ``for...in`` clauses but no ``if``
406clauses, the length of the resulting output will be equal to the product of the
407lengths of all the sequences. If you have two lists of length 3, the output
Christian Heimesfe337bf2008-03-23 21:54:12 +0000408list is 9 elements long:
Georg Brandl116aa622007-08-15 14:28:22 +0000409
Christian Heimesfe337bf2008-03-23 21:54:12 +0000410 >>> seq1 = 'abc'
411 >>> seq2 = (1,2,3)
Ezio Melotti35cbf162012-10-12 13:24:19 +0300412 >>> [(x, y) for x in seq1 for y in seq2] #doctest: +NORMALIZE_WHITESPACE
Georg Brandl48310cd2009-01-03 21:18:54 +0000413 [('a', 1), ('a', 2), ('a', 3),
414 ('b', 1), ('b', 2), ('b', 3),
Georg Brandl116aa622007-08-15 14:28:22 +0000415 ('c', 1), ('c', 2), ('c', 3)]
416
417To avoid introducing an ambiguity into Python's grammar, if ``expression`` is
418creating a tuple, it must be surrounded with parentheses. The first list
419comprehension below is a syntax error, while the second one is correct::
420
421 # Syntax error
Ezio Melotti45a101d2012-10-12 12:42:51 +0300422 [x, y for x in seq1 for y in seq2]
Georg Brandl116aa622007-08-15 14:28:22 +0000423 # Correct
Ezio Melotti45a101d2012-10-12 12:42:51 +0300424 [(x, y) for x in seq1 for y in seq2]
Georg Brandl116aa622007-08-15 14:28:22 +0000425
426
427Generators
428==========
429
430Generators are a special class of functions that simplify the task of writing
431iterators. Regular functions compute a value and return it, but generators
432return an iterator that returns a stream of values.
433
434You're doubtless familiar with how regular function calls work in Python or C.
435When you call a function, it gets a private namespace where its local variables
436are created. When the function reaches a ``return`` statement, the local
437variables are destroyed and the value is returned to the caller. A later call
438to the same function creates a new private namespace and a fresh set of local
439variables. But, what if the local variables weren't thrown away on exiting a
440function? What if you could later resume the function where it left off? This
441is what generators provide; they can be thought of as resumable functions.
442
Christian Heimesfe337bf2008-03-23 21:54:12 +0000443Here's the simplest example of a generator function:
444
Ezio Melotti35cbf162012-10-12 13:24:19 +0300445 >>> def generate_ints(N):
446 ... for i in range(N):
447 ... yield i
Georg Brandl116aa622007-08-15 14:28:22 +0000448
Ezio Melotti45a101d2012-10-12 12:42:51 +0300449Any function containing a :keyword:`yield` keyword is a generator function;
450this is detected by Python's :term:`bytecode` compiler which compiles the
451function specially as a result.
Georg Brandl116aa622007-08-15 14:28:22 +0000452
453When you call a generator function, it doesn't return a single value; instead it
454returns a generator object that supports the iterator protocol. On executing
455the ``yield`` expression, the generator outputs the value of ``i``, similar to a
456``return`` statement. The big difference between ``yield`` and a ``return``
457statement is that on reaching a ``yield`` the generator's state of execution is
458suspended and local variables are preserved. On the next call to the
Ezio Melotti45a101d2012-10-12 12:42:51 +0300459generator's :meth:`~generator.__next__` method, the function will resume
460executing.
Georg Brandl116aa622007-08-15 14:28:22 +0000461
Christian Heimesfe337bf2008-03-23 21:54:12 +0000462Here's a sample usage of the ``generate_ints()`` generator:
Georg Brandl116aa622007-08-15 14:28:22 +0000463
464 >>> gen = generate_ints(3)
Ezio Melotti35cbf162012-10-12 13:24:19 +0300465 >>> gen #doctest: +ELLIPSIS
Benjamin Peterson25c95f12009-05-08 20:42:26 +0000466 <generator object generate_ints at ...>
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000467 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000468 0
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000469 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000470 1
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000471 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000472 2
Benjamin Petersone7c78b22008-07-03 20:28:26 +0000473 >>> next(gen)
Georg Brandl116aa622007-08-15 14:28:22 +0000474 Traceback (most recent call last):
475 File "stdin", line 1, in ?
476 File "stdin", line 2, in generate_ints
477 StopIteration
478
479You could equally write ``for i in generate_ints(5)``, or ``a,b,c =
480generate_ints(3)``.
481
Ezio Melotti5246f662013-01-20 16:34:21 +0200482Inside a generator function, ``return value`` is semantically equivalent to
483``raise StopIteration(value)``. If no value is returned or the bottom of the
484function is reached, the procession of values ends and the generator cannot
485return any further values.
Georg Brandl116aa622007-08-15 14:28:22 +0000486
487You could achieve the effect of generators manually by writing your own class
488and storing all the local variables of the generator as instance variables. For
489example, returning a list of integers could be done by setting ``self.count`` to
Ezio Melotti45a101d2012-10-12 12:42:51 +03004900, and having the :meth:`~iterator.__next__` method increment ``self.count`` and
491return it.
Georg Brandl116aa622007-08-15 14:28:22 +0000492However, for a moderately complicated generator, writing a corresponding class
493can be much messier.
494
Ezio Melotti45a101d2012-10-12 12:42:51 +0300495The test suite included with Python's library,
496:source:`Lib/test/test_generators.py`, contains
Georg Brandl116aa622007-08-15 14:28:22 +0000497a number of more interesting examples. Here's one generator that implements an
Christian Heimesfe337bf2008-03-23 21:54:12 +0000498in-order traversal of a tree using generators recursively. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000499
500 # A recursive generator that generates Tree leaves in in-order.
501 def inorder(t):
502 if t:
503 for x in inorder(t.left):
504 yield x
505
506 yield t.label
507
508 for x in inorder(t.right):
509 yield x
510
511Two other examples in ``test_generators.py`` produce solutions for the N-Queens
512problem (placing N queens on an NxN chess board so that no queen threatens
513another) and the Knight's Tour (finding a route that takes a knight to every
514square of an NxN chessboard without visiting any square twice).
515
516
517
518Passing values into a generator
519-------------------------------
520
521In Python 2.4 and earlier, generators only produced output. Once a generator's
522code was invoked to create an iterator, there was no way to pass any new
523information into the function when its execution is resumed. You could hack
524together this ability by making the generator look at a global variable or by
525passing in some mutable object that callers then modify, but these approaches
526are messy.
527
528In Python 2.5 there's a simple way to pass values into a generator.
529:keyword:`yield` became an expression, returning a value that can be assigned to
530a variable or otherwise operated on::
531
532 val = (yield i)
533
534I recommend that you **always** put parentheses around a ``yield`` expression
535when you're doing something with the returned value, as in the above example.
536The parentheses aren't always necessary, but it's easier to always add them
537instead of having to remember when they're needed.
538
Ezio Melotti45a101d2012-10-12 12:42:51 +0300539(:pep:`342` explains the exact rules, which are that a ``yield``-expression must
Georg Brandl116aa622007-08-15 14:28:22 +0000540always be parenthesized except when it occurs at the top-level expression on the
541right-hand side of an assignment. This means you can write ``val = yield i``
542but have to use parentheses when there's an operation, as in ``val = (yield i)
543+ 12``.)
544
Ezio Melotti45a101d2012-10-12 12:42:51 +0300545Values are sent into a generator by calling its :meth:`send(value)
546<generator.send>` method. This method resumes the generator's code and the
547``yield`` expression returns the specified value. If the regular
548:meth:`~generator.__next__` method is called, the ``yield`` returns ``None``.
Georg Brandl116aa622007-08-15 14:28:22 +0000549
550Here's a simple counter that increments by 1 and allows changing the value of
551the internal counter.
552
Christian Heimesfe337bf2008-03-23 21:54:12 +0000553.. testcode::
Georg Brandl116aa622007-08-15 14:28:22 +0000554
Ezio Melotti45a101d2012-10-12 12:42:51 +0300555 def counter(maximum):
Georg Brandl116aa622007-08-15 14:28:22 +0000556 i = 0
557 while i < maximum:
558 val = (yield i)
559 # If value provided, change counter
560 if val is not None:
561 i = val
562 else:
563 i += 1
564
565And here's an example of changing the counter:
566
Ezio Melotti35cbf162012-10-12 13:24:19 +0300567 >>> it = counter(10) #doctest: +SKIP
568 >>> next(it) #doctest: +SKIP
Georg Brandl116aa622007-08-15 14:28:22 +0000569 0
Ezio Melotti35cbf162012-10-12 13:24:19 +0300570 >>> next(it) #doctest: +SKIP
Georg Brandl116aa622007-08-15 14:28:22 +0000571 1
Ezio Melotti35cbf162012-10-12 13:24:19 +0300572 >>> it.send(8) #doctest: +SKIP
Georg Brandl116aa622007-08-15 14:28:22 +0000573 8
Ezio Melotti35cbf162012-10-12 13:24:19 +0300574 >>> next(it) #doctest: +SKIP
Georg Brandl116aa622007-08-15 14:28:22 +0000575 9
Ezio Melotti35cbf162012-10-12 13:24:19 +0300576 >>> next(it) #doctest: +SKIP
Georg Brandl116aa622007-08-15 14:28:22 +0000577 Traceback (most recent call last):
Georg Brandl1f01deb2009-01-03 22:47:39 +0000578 File "t.py", line 15, in ?
Georg Brandl6911e3c2007-09-04 07:15:32 +0000579 it.next()
Georg Brandl116aa622007-08-15 14:28:22 +0000580 StopIteration
581
582Because ``yield`` will often be returning ``None``, you should always check for
583this case. Don't just use its value in expressions unless you're sure that the
Ezio Melotti45a101d2012-10-12 12:42:51 +0300584:meth:`~generator.send` method will be the only method used resume your
585generator function.
Georg Brandl116aa622007-08-15 14:28:22 +0000586
Ezio Melotti45a101d2012-10-12 12:42:51 +0300587In addition to :meth:`~generator.send`, there are two other methods on
588generators:
Georg Brandl116aa622007-08-15 14:28:22 +0000589
Ezio Melotti45a101d2012-10-12 12:42:51 +0300590* :meth:`throw(type, value=None, traceback=None) <generator.throw>` is used to
591 raise an exception inside the generator; the exception is raised by the
592 ``yield`` expression where the generator's execution is paused.
Georg Brandl116aa622007-08-15 14:28:22 +0000593
Ezio Melotti45a101d2012-10-12 12:42:51 +0300594* :meth:`~generator.close` raises a :exc:`GeneratorExit` exception inside the
595 generator to terminate the iteration. On receiving this exception, the
596 generator's code must either raise :exc:`GeneratorExit` or
597 :exc:`StopIteration`; catching the exception and doing anything else is
598 illegal and will trigger a :exc:`RuntimeError`. :meth:`~generator.close`
599 will also be called by Python's garbage collector when the generator is
600 garbage-collected.
Georg Brandl116aa622007-08-15 14:28:22 +0000601
602 If you need to run cleanup code when a :exc:`GeneratorExit` occurs, I suggest
603 using a ``try: ... finally:`` suite instead of catching :exc:`GeneratorExit`.
604
605The cumulative effect of these changes is to turn generators from one-way
606producers of information into both producers and consumers.
607
608Generators also become **coroutines**, a more generalized form of subroutines.
609Subroutines are entered at one point and exited at another point (the top of the
610function, and a ``return`` statement), but coroutines can be entered, exited,
611and resumed at many different points (the ``yield`` statements).
612
613
614Built-in functions
615==================
616
617Let's look in more detail at built-in functions often used with iterators.
618
Georg Brandlf6945182008-02-01 11:56:49 +0000619Two of Python's built-in functions, :func:`map` and :func:`filter` duplicate the
620features of generator expressions:
Georg Brandl116aa622007-08-15 14:28:22 +0000621
Ezio Melotti45a101d2012-10-12 12:42:51 +0300622:func:`map(f, iterA, iterB, ...) <map>` returns an iterator over the sequence
Georg Brandlf6945182008-02-01 11:56:49 +0000623 ``f(iterA[0], iterB[0]), f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``.
Georg Brandl116aa622007-08-15 14:28:22 +0000624
Christian Heimesfe337bf2008-03-23 21:54:12 +0000625 >>> def upper(s):
626 ... return s.upper()
Georg Brandl116aa622007-08-15 14:28:22 +0000627
Georg Brandla3deea12008-12-15 08:29:32 +0000628 >>> list(map(upper, ['sentence', 'fragment']))
Christian Heimesfe337bf2008-03-23 21:54:12 +0000629 ['SENTENCE', 'FRAGMENT']
630 >>> [upper(s) for s in ['sentence', 'fragment']]
631 ['SENTENCE', 'FRAGMENT']
Georg Brandl116aa622007-08-15 14:28:22 +0000632
Georg Brandl48310cd2009-01-03 21:18:54 +0000633You can of course achieve the same effect with a list comprehension.
Georg Brandl116aa622007-08-15 14:28:22 +0000634
Ezio Melotti45a101d2012-10-12 12:42:51 +0300635:func:`filter(predicate, iter) <filter>` returns an iterator over all the
636sequence elements that meet a certain condition, and is similarly duplicated by
637list comprehensions. A **predicate** is a function that returns the truth
638value of some condition; for use with :func:`filter`, the predicate must take a
639single value.
Georg Brandl116aa622007-08-15 14:28:22 +0000640
Christian Heimesfe337bf2008-03-23 21:54:12 +0000641 >>> def is_even(x):
642 ... return (x % 2) == 0
Georg Brandl116aa622007-08-15 14:28:22 +0000643
Georg Brandla3deea12008-12-15 08:29:32 +0000644 >>> list(filter(is_even, range(10)))
Christian Heimesfe337bf2008-03-23 21:54:12 +0000645 [0, 2, 4, 6, 8]
Georg Brandl116aa622007-08-15 14:28:22 +0000646
Georg Brandl116aa622007-08-15 14:28:22 +0000647
Christian Heimesfe337bf2008-03-23 21:54:12 +0000648This can also be written as a list comprehension:
Georg Brandl116aa622007-08-15 14:28:22 +0000649
Georg Brandlf6945182008-02-01 11:56:49 +0000650 >>> list(x for x in range(10) if is_even(x))
Georg Brandl116aa622007-08-15 14:28:22 +0000651 [0, 2, 4, 6, 8]
652
Georg Brandl116aa622007-08-15 14:28:22 +0000653
Ezio Melotti45a101d2012-10-12 12:42:51 +0300654:func:`enumerate(iter) <enumerate>` counts off the elements in the iterable,
655returning 2-tuples containing the count and each element. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000656
Christian Heimesfe337bf2008-03-23 21:54:12 +0000657 >>> for item in enumerate(['subject', 'verb', 'object']):
Neal Norwitz752abd02008-05-13 04:55:24 +0000658 ... print(item)
Christian Heimesfe337bf2008-03-23 21:54:12 +0000659 (0, 'subject')
660 (1, 'verb')
661 (2, 'object')
Georg Brandl116aa622007-08-15 14:28:22 +0000662
663:func:`enumerate` is often used when looping through a list and recording the
664indexes at which certain conditions are met::
665
666 f = open('data.txt', 'r')
667 for i, line in enumerate(f):
668 if line.strip() == '':
Georg Brandl6911e3c2007-09-04 07:15:32 +0000669 print('Blank line at line #%i' % i)
Georg Brandl116aa622007-08-15 14:28:22 +0000670
Ezio Melotti45a101d2012-10-12 12:42:51 +0300671:func:`sorted(iterable, key=None, reverse=False) <sorted>` collects all the
672elements of the iterable into a list, sorts the list, and returns the sorted
673result. The *key*, and *reverse* arguments are passed through to the
674constructed list's :meth:`~list.sort` method. ::
Christian Heimesfe337bf2008-03-23 21:54:12 +0000675
676 >>> import random
677 >>> # Generate 8 random numbers between [0, 10000)
678 >>> rand_list = random.sample(range(10000), 8)
Ezio Melotti35cbf162012-10-12 13:24:19 +0300679 >>> rand_list #doctest: +SKIP
Christian Heimesfe337bf2008-03-23 21:54:12 +0000680 [769, 7953, 9828, 6431, 8442, 9878, 6213, 2207]
Ezio Melotti35cbf162012-10-12 13:24:19 +0300681 >>> sorted(rand_list) #doctest: +SKIP
Christian Heimesfe337bf2008-03-23 21:54:12 +0000682 [769, 2207, 6213, 6431, 7953, 8442, 9828, 9878]
Ezio Melotti35cbf162012-10-12 13:24:19 +0300683 >>> sorted(rand_list, reverse=True) #doctest: +SKIP
Christian Heimesfe337bf2008-03-23 21:54:12 +0000684 [9878, 9828, 8442, 7953, 6431, 6213, 2207, 769]
Georg Brandl116aa622007-08-15 14:28:22 +0000685
Ezio Melotti45a101d2012-10-12 12:42:51 +0300686(For a more detailed discussion of sorting, see the :ref:`sortinghowto`.)
Georg Brandl116aa622007-08-15 14:28:22 +0000687
Georg Brandl4216d2d2008-11-22 08:27:24 +0000688
Ezio Melotti45a101d2012-10-12 12:42:51 +0300689The :func:`any(iter) <any>` and :func:`all(iter) <all>` built-ins look at the
690truth values of an iterable's contents. :func:`any` returns True if any element
691in the iterable is a true value, and :func:`all` returns True if all of the
692elements are true values:
Georg Brandl116aa622007-08-15 14:28:22 +0000693
Christian Heimesfe337bf2008-03-23 21:54:12 +0000694 >>> any([0,1,0])
695 True
696 >>> any([0,0,0])
697 False
698 >>> any([1,1,1])
699 True
700 >>> all([0,1,0])
701 False
Georg Brandl48310cd2009-01-03 21:18:54 +0000702 >>> all([0,0,0])
Christian Heimesfe337bf2008-03-23 21:54:12 +0000703 False
704 >>> all([1,1,1])
705 True
Georg Brandl116aa622007-08-15 14:28:22 +0000706
707
Ezio Melotti45a101d2012-10-12 12:42:51 +0300708:func:`zip(iterA, iterB, ...) <zip>` takes one element from each iterable and
Georg Brandl4216d2d2008-11-22 08:27:24 +0000709returns them in a tuple::
Georg Brandl116aa622007-08-15 14:28:22 +0000710
Georg Brandl4216d2d2008-11-22 08:27:24 +0000711 zip(['a', 'b', 'c'], (1, 2, 3)) =>
712 ('a', 1), ('b', 2), ('c', 3)
Georg Brandl116aa622007-08-15 14:28:22 +0000713
Georg Brandl4216d2d2008-11-22 08:27:24 +0000714It doesn't construct an in-memory list and exhaust all the input iterators
715before returning; instead tuples are constructed and returned only if they're
716requested. (The technical term for this behaviour is `lazy evaluation
717<http://en.wikipedia.org/wiki/Lazy_evaluation>`__.)
Georg Brandl116aa622007-08-15 14:28:22 +0000718
Georg Brandl4216d2d2008-11-22 08:27:24 +0000719This iterator is intended to be used with iterables that are all of the same
720length. If the iterables are of different lengths, the resulting stream will be
721the same length as the shortest iterable. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000722
Georg Brandl4216d2d2008-11-22 08:27:24 +0000723 zip(['a', 'b'], (1, 2, 3)) =>
724 ('a', 1), ('b', 2)
Georg Brandl116aa622007-08-15 14:28:22 +0000725
Georg Brandl4216d2d2008-11-22 08:27:24 +0000726You should avoid doing this, though, because an element may be taken from the
727longer iterators and discarded. This means you can't go on to use the iterators
728further because you risk skipping a discarded element.
Georg Brandl116aa622007-08-15 14:28:22 +0000729
730
731The itertools module
732====================
733
734The :mod:`itertools` module contains a number of commonly-used iterators as well
735as functions for combining several iterators. This section will introduce the
736module's contents by showing small examples.
737
738The module's functions fall into a few broad classes:
739
740* Functions that create a new iterator based on an existing iterator.
741* Functions for treating an iterator's elements as function arguments.
742* Functions for selecting portions of an iterator's output.
743* A function for grouping an iterator's output.
744
745Creating new iterators
746----------------------
747
Ezio Melotti45a101d2012-10-12 12:42:51 +0300748:func:`itertools.count(n) <itertools.count>` returns an infinite stream of
749integers, increasing by 1 each time. You can optionally supply the starting
750number, which defaults to 0::
Georg Brandl116aa622007-08-15 14:28:22 +0000751
Christian Heimesfe337bf2008-03-23 21:54:12 +0000752 itertools.count() =>
753 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
754 itertools.count(10) =>
755 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
Georg Brandl116aa622007-08-15 14:28:22 +0000756
Ezio Melotti45a101d2012-10-12 12:42:51 +0300757:func:`itertools.cycle(iter) <itertools.cycle>` saves a copy of the contents of
758a provided iterable and returns a new iterator that returns its elements from
759first to last. The new iterator will repeat these elements infinitely. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000760
Christian Heimesfe337bf2008-03-23 21:54:12 +0000761 itertools.cycle([1,2,3,4,5]) =>
762 1, 2, 3, 4, 5, 1, 2, 3, 4, 5, ...
Georg Brandl116aa622007-08-15 14:28:22 +0000763
Ezio Melotti45a101d2012-10-12 12:42:51 +0300764:func:`itertools.repeat(elem, [n]) <itertools.repeat>` returns the provided
765element *n* times, or returns the element endlessly if *n* is not provided. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000766
767 itertools.repeat('abc') =>
768 abc, abc, abc, abc, abc, abc, abc, abc, abc, abc, ...
769 itertools.repeat('abc', 5) =>
770 abc, abc, abc, abc, abc
771
Ezio Melotti45a101d2012-10-12 12:42:51 +0300772:func:`itertools.chain(iterA, iterB, ...) <itertools.chain>` takes an arbitrary
773number of iterables as input, and returns all the elements of the first
774iterator, then all the elements of the second, and so on, until all of the
775iterables have been exhausted. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000776
777 itertools.chain(['a', 'b', 'c'], (1, 2, 3)) =>
778 a, b, c, 1, 2, 3
779
Ezio Melotti45a101d2012-10-12 12:42:51 +0300780:func:`itertools.islice(iter, [start], stop, [step]) <itertools.islice>` returns
781a stream that's a slice of the iterator. With a single *stop* argument, it
782will return the first *stop* elements. If you supply a starting index, you'll
783get *stop-start* elements, and if you supply a value for *step*, elements
784will be skipped accordingly. Unlike Python's string and list slicing, you can't
785use negative values for *start*, *stop*, or *step*. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000786
787 itertools.islice(range(10), 8) =>
788 0, 1, 2, 3, 4, 5, 6, 7
789 itertools.islice(range(10), 2, 8) =>
790 2, 3, 4, 5, 6, 7
791 itertools.islice(range(10), 2, 8, 2) =>
792 2, 4, 6
793
Ezio Melotti45a101d2012-10-12 12:42:51 +0300794:func:`itertools.tee(iter, [n]) <itertools.tee>` replicates an iterator; it
795returns *n* independent iterators that will all return the contents of the
796source iterator.
797If you don't supply a value for *n*, the default is 2. Replicating iterators
Georg Brandl116aa622007-08-15 14:28:22 +0000798requires saving some of the contents of the source iterator, so this can consume
799significant memory if the iterator is large and one of the new iterators is
Christian Heimesfe337bf2008-03-23 21:54:12 +0000800consumed more than the others. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000801
802 itertools.tee( itertools.count() ) =>
803 iterA, iterB
804
805 where iterA ->
806 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
807
808 and iterB ->
809 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
810
811
812Calling functions on elements
813-----------------------------
814
Ezio Melotti45a101d2012-10-12 12:42:51 +0300815The :mod:`operator` module contains a set of functions corresponding to Python's
816operators. Some examples are :func:`operator.add(a, b) <operator.add>` (adds
817two values), :func:`operator.ne(a, b) <operator.ne>` (same as ``a != b``), and
818:func:`operator.attrgetter('id') <operator.attrgetter>`
819(returns a callable that fetches the ``.id`` attribute).
Georg Brandl116aa622007-08-15 14:28:22 +0000820
Ezio Melotti45a101d2012-10-12 12:42:51 +0300821:func:`itertools.starmap(func, iter) <itertools.starmap>` assumes that the
822iterable will return a stream of tuples, and calls *func* using these tuples as
823the arguments::
Georg Brandl116aa622007-08-15 14:28:22 +0000824
Georg Brandl48310cd2009-01-03 21:18:54 +0000825 itertools.starmap(os.path.join,
Ezio Melotti45a101d2012-10-12 12:42:51 +0300826 [('/bin', 'python'), ('/usr', 'bin', 'java'),
827 ('/usr', 'bin', 'perl'), ('/usr', 'bin', 'ruby')])
Georg Brandl116aa622007-08-15 14:28:22 +0000828 =>
Ezio Melotti45a101d2012-10-12 12:42:51 +0300829 /bin/python, /usr/bin/java, /usr/bin/perl, /usr/bin/ruby
Georg Brandl116aa622007-08-15 14:28:22 +0000830
831
832Selecting elements
833------------------
834
835Another group of functions chooses a subset of an iterator's elements based on a
836predicate.
837
Ezio Melotti45a101d2012-10-12 12:42:51 +0300838:func:`itertools.filterfalse(predicate, iter) <itertools.filterfalse>` is the
839opposite, returning all elements for which the predicate returns false::
Georg Brandl116aa622007-08-15 14:28:22 +0000840
Georg Brandl4216d2d2008-11-22 08:27:24 +0000841 itertools.filterfalse(is_even, itertools.count()) =>
Georg Brandl116aa622007-08-15 14:28:22 +0000842 1, 3, 5, 7, 9, 11, 13, 15, ...
843
Ezio Melotti45a101d2012-10-12 12:42:51 +0300844:func:`itertools.takewhile(predicate, iter) <itertools.takewhile>` returns
845elements for as long as the predicate returns true. Once the predicate returns
846false, the iterator will signal the end of its results. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000847
848 def less_than_10(x):
Ezio Melotti45a101d2012-10-12 12:42:51 +0300849 return x < 10
Georg Brandl116aa622007-08-15 14:28:22 +0000850
851 itertools.takewhile(less_than_10, itertools.count()) =>
852 0, 1, 2, 3, 4, 5, 6, 7, 8, 9
853
854 itertools.takewhile(is_even, itertools.count()) =>
855 0
856
Ezio Melotti45a101d2012-10-12 12:42:51 +0300857:func:`itertools.dropwhile(predicate, iter) <itertools.dropwhile>` discards
858elements while the predicate returns true, and then returns the rest of the
859iterable's results. ::
Georg Brandl116aa622007-08-15 14:28:22 +0000860
861 itertools.dropwhile(less_than_10, itertools.count()) =>
862 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
863
864 itertools.dropwhile(is_even, itertools.count()) =>
865 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, ...
866
867
868Grouping elements
869-----------------
870
Ezio Melotti45a101d2012-10-12 12:42:51 +0300871The last function I'll discuss, :func:`itertools.groupby(iter, key_func=None)
872<itertools.groupby>`, is the most complicated. ``key_func(elem)`` is a function
873that can compute a key value for each element returned by the iterable. If you
874don't supply a key function, the key is simply each element itself.
Georg Brandl116aa622007-08-15 14:28:22 +0000875
Ezio Melotti45a101d2012-10-12 12:42:51 +0300876:func:`~itertools.groupby` collects all the consecutive elements from the
877underlying iterable that have the same key value, and returns a stream of
8782-tuples containing a key value and an iterator for the elements with that key.
Georg Brandl116aa622007-08-15 14:28:22 +0000879
880::
881
Georg Brandl48310cd2009-01-03 21:18:54 +0000882 city_list = [('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL'),
Georg Brandl116aa622007-08-15 14:28:22 +0000883 ('Anchorage', 'AK'), ('Nome', 'AK'),
Georg Brandl48310cd2009-01-03 21:18:54 +0000884 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ'),
Georg Brandl116aa622007-08-15 14:28:22 +0000885 ...
886 ]
887
Ezio Melotti45a101d2012-10-12 12:42:51 +0300888 def get_state(city_state):
Georg Brandl0df79792008-10-04 18:33:26 +0000889 return city_state[1]
Georg Brandl116aa622007-08-15 14:28:22 +0000890
891 itertools.groupby(city_list, get_state) =>
892 ('AL', iterator-1),
893 ('AK', iterator-2),
894 ('AZ', iterator-3), ...
895
896 where
897 iterator-1 =>
898 ('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL')
Georg Brandl48310cd2009-01-03 21:18:54 +0000899 iterator-2 =>
Georg Brandl116aa622007-08-15 14:28:22 +0000900 ('Anchorage', 'AK'), ('Nome', 'AK')
901 iterator-3 =>
902 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ')
903
Ezio Melotti45a101d2012-10-12 12:42:51 +0300904:func:`~itertools.groupby` assumes that the underlying iterable's contents will
905already be sorted based on the key. Note that the returned iterators also use
906the underlying iterable, so you have to consume the results of iterator-1 before
Georg Brandl116aa622007-08-15 14:28:22 +0000907requesting iterator-2 and its corresponding key.
908
909
910The functools module
911====================
912
913The :mod:`functools` module in Python 2.5 contains some higher-order functions.
914A **higher-order function** takes one or more functions as input and returns a
915new function. The most useful tool in this module is the
916:func:`functools.partial` function.
917
918For programs written in a functional style, you'll sometimes want to construct
919variants of existing functions that have some of the parameters filled in.
920Consider a Python function ``f(a, b, c)``; you may wish to create a new function
921``g(b, c)`` that's equivalent to ``f(1, b, c)``; you're filling in a value for
922one of ``f()``'s parameters. This is called "partial function application".
923
Ezio Melotti45a101d2012-10-12 12:42:51 +0300924The constructor for :func:`~functools.partial` takes the arguments
925``(function, arg1, arg2, ..., kwarg1=value1, kwarg2=value2)``. The resulting
926object is callable, so you can just call it to invoke ``function`` with the
927filled-in arguments.
Georg Brandl116aa622007-08-15 14:28:22 +0000928
929Here's a small but realistic example::
930
931 import functools
932
Ezio Melotti45a101d2012-10-12 12:42:51 +0300933 def log(message, subsystem):
934 """Write the contents of 'message' to the specified subsystem."""
Georg Brandl6911e3c2007-09-04 07:15:32 +0000935 print('%s: %s' % (subsystem, message))
Georg Brandl116aa622007-08-15 14:28:22 +0000936 ...
937
938 server_log = functools.partial(log, subsystem='server')
939 server_log('Unable to open socket')
940
Ezio Melotti45a101d2012-10-12 12:42:51 +0300941:func:`functools.reduce(func, iter, [initial_value]) <functools.reduce>`
942cumulatively performs an operation on all the iterable's elements and,
943therefore, can't be applied to infinite iterables. *func* must be a function
944that takes two elements and returns a single value. :func:`functools.reduce`
945takes the first two elements A and B returned by the iterator and calculates
946``func(A, B)``. It then requests the third element, C, calculates
947``func(func(A, B), C)``, combines this result with the fourth element returned,
948and continues until the iterable is exhausted. If the iterable returns no
949values at all, a :exc:`TypeError` exception is raised. If the initial value is
950supplied, it's used as a starting point and ``func(initial_value, A)`` is the
951first calculation. ::
Georg Brandl4216d2d2008-11-22 08:27:24 +0000952
953 >>> import operator, functools
954 >>> functools.reduce(operator.concat, ['A', 'BB', 'C'])
955 'ABBC'
956 >>> functools.reduce(operator.concat, [])
957 Traceback (most recent call last):
958 ...
959 TypeError: reduce() of empty sequence with no initial value
960 >>> functools.reduce(operator.mul, [1,2,3], 1)
961 6
962 >>> functools.reduce(operator.mul, [], 1)
963 1
964
965If you use :func:`operator.add` with :func:`functools.reduce`, you'll add up all the
966elements of the iterable. This case is so common that there's a special
967built-in called :func:`sum` to compute it:
968
969 >>> import functools
970 >>> functools.reduce(operator.add, [1,2,3,4], 0)
971 10
972 >>> sum([1,2,3,4])
973 10
974 >>> sum([])
975 0
976
Ezio Melotti45a101d2012-10-12 12:42:51 +0300977For many uses of :func:`functools.reduce`, though, it can be clearer to just
978write the obvious :keyword:`for` loop::
Georg Brandl4216d2d2008-11-22 08:27:24 +0000979
980 import functools
981 # Instead of:
982 product = functools.reduce(operator.mul, [1,2,3], 1)
983
984 # You can write:
985 product = 1
986 for i in [1,2,3]:
987 product *= i
988
Georg Brandl116aa622007-08-15 14:28:22 +0000989
990The operator module
991-------------------
992
993The :mod:`operator` module was mentioned earlier. It contains a set of
994functions corresponding to Python's operators. These functions are often useful
995in functional-style code because they save you from writing trivial functions
996that perform a single operation.
997
998Some of the functions in this module are:
999
Georg Brandlf6945182008-02-01 11:56:49 +00001000* Math operations: ``add()``, ``sub()``, ``mul()``, ``floordiv()``, ``abs()``, ...
Georg Brandl116aa622007-08-15 14:28:22 +00001001* Logical operations: ``not_()``, ``truth()``.
1002* Bitwise operations: ``and_()``, ``or_()``, ``invert()``.
1003* Comparisons: ``eq()``, ``ne()``, ``lt()``, ``le()``, ``gt()``, and ``ge()``.
1004* Object identity: ``is_()``, ``is_not()``.
1005
1006Consult the operator module's documentation for a complete list.
1007
1008
Georg Brandl4216d2d2008-11-22 08:27:24 +00001009Small functions and the lambda expression
1010=========================================
1011
1012When writing functional-style programs, you'll often need little functions that
1013act as predicates or that combine elements in some way.
1014
1015If there's a Python built-in or a module function that's suitable, you don't
1016need to define a new function at all::
1017
1018 stripped_lines = [line.strip() for line in lines]
1019 existing_files = filter(os.path.exists, file_list)
1020
1021If the function you need doesn't exist, you need to write it. One way to write
Ezio Melotti45a101d2012-10-12 12:42:51 +03001022small functions is to use the :keyword:`lambda` statement. ``lambda`` takes a
1023number of parameters and an expression combining these parameters, and creates
1024an anonymous function that returns the value of the expression::
Georg Brandl4216d2d2008-11-22 08:27:24 +00001025
1026 adder = lambda x, y: x+y
1027
Ezio Melotti45a101d2012-10-12 12:42:51 +03001028 print_assign = lambda name, value: name + '=' + str(value)
1029
Georg Brandl4216d2d2008-11-22 08:27:24 +00001030An alternative is to just use the ``def`` statement and define a function in the
1031usual way::
1032
Ezio Melotti45a101d2012-10-12 12:42:51 +03001033 def adder(x, y):
1034 return x + y
Georg Brandl4216d2d2008-11-22 08:27:24 +00001035
1036 def print_assign(name, value):
1037 return name + '=' + str(value)
1038
Georg Brandl4216d2d2008-11-22 08:27:24 +00001039Which alternative is preferable? That's a style question; my usual course is to
1040avoid using ``lambda``.
1041
1042One reason for my preference is that ``lambda`` is quite limited in the
1043functions it can define. The result has to be computable as a single
1044expression, which means you can't have multiway ``if... elif... else``
1045comparisons or ``try... except`` statements. If you try to do too much in a
1046``lambda`` statement, you'll end up with an overly complicated expression that's
Ezio Melotti45a101d2012-10-12 12:42:51 +03001047hard to read. Quick, what's the following code doing? ::
Georg Brandl4216d2d2008-11-22 08:27:24 +00001048
1049 import functools
1050 total = functools.reduce(lambda a, b: (0, a[1] + b[1]), items)[1]
1051
1052You can figure it out, but it takes time to disentangle the expression to figure
1053out what's going on. Using a short nested ``def`` statements makes things a
1054little bit better::
1055
1056 import functools
Ezio Melotti45a101d2012-10-12 12:42:51 +03001057 def combine(a, b):
Georg Brandl4216d2d2008-11-22 08:27:24 +00001058 return 0, a[1] + b[1]
1059
1060 total = functools.reduce(combine, items)[1]
1061
1062But it would be best of all if I had simply used a ``for`` loop::
1063
1064 total = 0
1065 for a, b in items:
1066 total += b
1067
1068Or the :func:`sum` built-in and a generator expression::
1069
1070 total = sum(b for a,b in items)
1071
1072Many uses of :func:`functools.reduce` are clearer when written as ``for`` loops.
1073
1074Fredrik Lundh once suggested the following set of rules for refactoring uses of
1075``lambda``:
1076
Ezio Melotti45a101d2012-10-12 12:42:51 +030010771. Write a lambda function.
10782. Write a comment explaining what the heck that lambda does.
10793. Study the comment for a while, and think of a name that captures the essence
Georg Brandl4216d2d2008-11-22 08:27:24 +00001080 of the comment.
Ezio Melotti45a101d2012-10-12 12:42:51 +030010814. Convert the lambda to a def statement, using that name.
10825. Remove the comment.
Georg Brandl4216d2d2008-11-22 08:27:24 +00001083
Georg Brandl48310cd2009-01-03 21:18:54 +00001084I really like these rules, but you're free to disagree
Georg Brandl4216d2d2008-11-22 08:27:24 +00001085about whether this lambda-free style is better.
1086
1087
Georg Brandl116aa622007-08-15 14:28:22 +00001088Revision History and Acknowledgements
1089=====================================
1090
1091The author would like to thank the following people for offering suggestions,
1092corrections and assistance with various drafts of this article: Ian Bicking,
1093Nick Coghlan, Nick Efford, Raymond Hettinger, Jim Jewett, Mike Krell, Leandro
1094Lameiro, Jussi Salmela, Collin Winter, Blake Winton.
1095
1096Version 0.1: posted June 30 2006.
1097
1098Version 0.11: posted July 1 2006. Typo fixes.
1099
1100Version 0.2: posted July 10 2006. Merged genexp and listcomp sections into one.
1101Typo fixes.
1102
1103Version 0.21: Added more references suggested on the tutor mailing list.
1104
1105Version 0.30: Adds a section on the ``functional`` module written by Collin
1106Winter; adds short section on the operator module; a few other edits.
1107
1108
1109References
1110==========
1111
1112General
1113-------
1114
1115**Structure and Interpretation of Computer Programs**, by Harold Abelson and
1116Gerald Jay Sussman with Julie Sussman. Full text at
1117http://mitpress.mit.edu/sicp/. In this classic textbook of computer science,
1118chapters 2 and 3 discuss the use of sequences and streams to organize the data
1119flow inside a program. The book uses Scheme for its examples, but many of the
1120design approaches described in these chapters are applicable to functional-style
1121Python code.
1122
1123http://www.defmacro.org/ramblings/fp.html: A general introduction to functional
1124programming that uses Java examples and has a lengthy historical introduction.
1125
1126http://en.wikipedia.org/wiki/Functional_programming: General Wikipedia entry
1127describing functional programming.
1128
1129http://en.wikipedia.org/wiki/Coroutine: Entry for coroutines.
1130
1131http://en.wikipedia.org/wiki/Currying: Entry for the concept of currying.
1132
1133Python-specific
1134---------------
1135
1136http://gnosis.cx/TPiP/: The first chapter of David Mertz's book
1137:title-reference:`Text Processing in Python` discusses functional programming
1138for text processing, in the section titled "Utilizing Higher-Order Functions in
1139Text Processing".
1140
1141Mertz also wrote a 3-part series of articles on functional programming
Georg Brandl48310cd2009-01-03 21:18:54 +00001142for IBM's DeveloperWorks site; see
Sandro Tosi1abde362011-12-31 18:46:50 +01001143`part 1 <http://www.ibm.com/developerworks/linux/library/l-prog/index.html>`__,
1144`part 2 <http://www.ibm.com/developerworks/linux/library/l-prog2/index.html>`__, and
1145`part 3 <http://www.ibm.com/developerworks/linux/library/l-prog3/index.html>`__,
Georg Brandl116aa622007-08-15 14:28:22 +00001146
1147
1148Python documentation
1149--------------------
1150
1151Documentation for the :mod:`itertools` module.
1152
1153Documentation for the :mod:`operator` module.
1154
1155:pep:`289`: "Generator Expressions"
1156
1157:pep:`342`: "Coroutines via Enhanced Generators" describes the new generator
1158features in Python 2.5.
1159
1160.. comment
1161
1162 Topics to place
1163 -----------------------------
1164
1165 XXX os.walk()
1166
1167 XXX Need a large example.
1168
1169 But will an example add much? I'll post a first draft and see
1170 what the comments say.
1171
1172.. comment
1173
1174 Original outline:
1175 Introduction
1176 Idea of FP
1177 Programs built out of functions
1178 Functions are strictly input-output, no internal state
1179 Opposed to OO programming, where objects have state
1180
1181 Why FP?
1182 Formal provability
1183 Assignment is difficult to reason about
1184 Not very relevant to Python
1185 Modularity
1186 Small functions that do one thing
1187 Debuggability:
1188 Easy to test due to lack of state
1189 Easy to verify output from intermediate steps
1190 Composability
1191 You assemble a toolbox of functions that can be mixed
1192
1193 Tackling a problem
1194 Need a significant example
1195
1196 Iterators
1197 Generators
1198 The itertools module
1199 List comprehensions
1200 Small functions and the lambda statement
1201 Built-in functions
1202 map
1203 filter
Georg Brandl116aa622007-08-15 14:28:22 +00001204
1205.. comment
1206
1207 Handy little function for printing part of an iterator -- used
1208 while writing this document.
1209
1210 import itertools
1211 def print_iter(it):
1212 slice = itertools.islice(it, 10)
1213 for elem in slice[:-1]:
1214 sys.stdout.write(str(elem))
1215 sys.stdout.write(', ')
Georg Brandl6911e3c2007-09-04 07:15:32 +00001216 print(elem[-1])
Georg Brandl116aa622007-08-15 14:28:22 +00001217
1218