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Raymond Hettingerc46cb2a2004-04-19 19:06:21 +00001# -*- coding: Latin-1 -*-
2
3"""Heap queue algorithm (a.k.a. priority queue).
4
5Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
6all k, counting elements from 0. For the sake of comparison,
7non-existing elements are considered to be infinite. The interesting
8property of a heap is that a[0] is always its smallest element.
9
10Usage:
11
12heap = [] # creates an empty heap
13heappush(heap, item) # pushes a new item on the heap
14item = heappop(heap) # pops the smallest item from the heap
15item = heap[0] # smallest item on the heap without popping it
16heapify(x) # transforms list into a heap, in-place, in linear time
17item = heapreplace(heap, item) # pops and returns smallest item, and adds
18 # new item; the heap size is unchanged
19
20Our API differs from textbook heap algorithms as follows:
21
22- We use 0-based indexing. This makes the relationship between the
23 index for a node and the indexes for its children slightly less
24 obvious, but is more suitable since Python uses 0-based indexing.
25
26- Our heappop() method returns the smallest item, not the largest.
27
28These two make it possible to view the heap as a regular Python list
29without surprises: heap[0] is the smallest item, and heap.sort()
30maintains the heap invariant!
31"""
32
Raymond Hettinger33ecffb2004-06-10 05:03:17 +000033# Original code by Kevin O'Connor, augmented by Tim Peters and Raymond Hettinger
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +000034
35__about__ = """Heap queues
36
37[explanation by François Pinard]
38
39Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
40all k, counting elements from 0. For the sake of comparison,
41non-existing elements are considered to be infinite. The interesting
42property of a heap is that a[0] is always its smallest element.
43
44The strange invariant above is meant to be an efficient memory
45representation for a tournament. The numbers below are `k', not a[k]:
46
47 0
48
49 1 2
50
51 3 4 5 6
52
53 7 8 9 10 11 12 13 14
54
55 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
56
57
58In the tree above, each cell `k' is topping `2*k+1' and `2*k+2'. In
59an usual binary tournament we see in sports, each cell is the winner
60over the two cells it tops, and we can trace the winner down the tree
61to see all opponents s/he had. However, in many computer applications
62of such tournaments, we do not need to trace the history of a winner.
63To be more memory efficient, when a winner is promoted, we try to
64replace it by something else at a lower level, and the rule becomes
65that a cell and the two cells it tops contain three different items,
66but the top cell "wins" over the two topped cells.
67
68If this heap invariant is protected at all time, index 0 is clearly
69the overall winner. The simplest algorithmic way to remove it and
70find the "next" winner is to move some loser (let's say cell 30 in the
71diagram above) into the 0 position, and then percolate this new 0 down
72the tree, exchanging values, until the invariant is re-established.
73This is clearly logarithmic on the total number of items in the tree.
74By iterating over all items, you get an O(n ln n) sort.
75
76A nice feature of this sort is that you can efficiently insert new
77items while the sort is going on, provided that the inserted items are
78not "better" than the last 0'th element you extracted. This is
79especially useful in simulation contexts, where the tree holds all
80incoming events, and the "win" condition means the smallest scheduled
81time. When an event schedule other events for execution, they are
82scheduled into the future, so they can easily go into the heap. So, a
83heap is a good structure for implementing schedulers (this is what I
84used for my MIDI sequencer :-).
85
86Various structures for implementing schedulers have been extensively
87studied, and heaps are good for this, as they are reasonably speedy,
88the speed is almost constant, and the worst case is not much different
89than the average case. However, there are other representations which
90are more efficient overall, yet the worst cases might be terrible.
91
92Heaps are also very useful in big disk sorts. You most probably all
93know that a big sort implies producing "runs" (which are pre-sorted
94sequences, which size is usually related to the amount of CPU memory),
95followed by a merging passes for these runs, which merging is often
96very cleverly organised[1]. It is very important that the initial
97sort produces the longest runs possible. Tournaments are a good way
98to that. If, using all the memory available to hold a tournament, you
99replace and percolate items that happen to fit the current run, you'll
100produce runs which are twice the size of the memory for random input,
101and much better for input fuzzily ordered.
102
103Moreover, if you output the 0'th item on disk and get an input which
104may not fit in the current tournament (because the value "wins" over
105the last output value), it cannot fit in the heap, so the size of the
106heap decreases. The freed memory could be cleverly reused immediately
107for progressively building a second heap, which grows at exactly the
108same rate the first heap is melting. When the first heap completely
109vanishes, you switch heaps and start a new run. Clever and quite
110effective!
111
112In a word, heaps are useful memory structures to know. I use them in
113a few applications, and I think it is good to keep a `heap' module
114around. :-)
115
116--------------------
117[1] The disk balancing algorithms which are current, nowadays, are
118more annoying than clever, and this is a consequence of the seeking
119capabilities of the disks. On devices which cannot seek, like big
120tape drives, the story was quite different, and one had to be very
121clever to ensure (far in advance) that each tape movement will be the
122most effective possible (that is, will best participate at
123"progressing" the merge). Some tapes were even able to read
124backwards, and this was also used to avoid the rewinding time.
125Believe me, real good tape sorts were quite spectacular to watch!
126From all times, sorting has always been a Great Art! :-)
127"""
128
Raymond Hettinger00166c52007-02-19 04:08:43 +0000129__all__ = ['heappush', 'heappop', 'heapify', 'heapreplace', 'merge',
130 'nlargest', 'nsmallest']
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000131
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000132from itertools import islice, repeat, count, imap, izip, tee
Raymond Hettinger769a40a2007-01-04 17:53:34 +0000133from operator import itemgetter, neg
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000134import bisect
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000135
136def heappush(heap, item):
137 """Push item onto heap, maintaining the heap invariant."""
138 heap.append(item)
139 _siftdown(heap, 0, len(heap)-1)
140
141def heappop(heap):
142 """Pop the smallest item off the heap, maintaining the heap invariant."""
143 lastelt = heap.pop() # raises appropriate IndexError if heap is empty
144 if heap:
145 returnitem = heap[0]
146 heap[0] = lastelt
147 _siftup(heap, 0)
148 else:
149 returnitem = lastelt
150 return returnitem
151
152def heapreplace(heap, item):
153 """Pop and return the current smallest value, and add the new item.
154
155 This is more efficient than heappop() followed by heappush(), and can be
156 more appropriate when using a fixed-size heap. Note that the value
157 returned may be larger than item! That constrains reasonable uses of
Raymond Hettinger8158e842004-09-06 07:04:09 +0000158 this routine unless written as part of a conditional replacement:
Raymond Hettinger28224f82004-06-20 09:07:53 +0000159
Raymond Hettinger8158e842004-09-06 07:04:09 +0000160 if item > heap[0]:
161 item = heapreplace(heap, item)
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000162 """
163 returnitem = heap[0] # raises appropriate IndexError if heap is empty
164 heap[0] = item
165 _siftup(heap, 0)
166 return returnitem
167
168def heapify(x):
169 """Transform list into a heap, in-place, in O(len(heap)) time."""
170 n = len(x)
171 # Transform bottom-up. The largest index there's any point to looking at
172 # is the largest with a child index in-range, so must have 2*i + 1 < n,
173 # or i < (n-1)/2. If n is even = 2*j, this is (2*j-1)/2 = j-1/2 so
174 # j-1 is the largest, which is n//2 - 1. If n is odd = 2*j+1, this is
175 # (2*j+1-1)/2 = j so j-1 is the largest, and that's again n//2-1.
176 for i in reversed(xrange(n//2)):
177 _siftup(x, i)
178
Raymond Hettingere1defa42004-11-29 05:54:48 +0000179def nlargest(n, iterable):
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000180 """Find the n largest elements in a dataset.
181
182 Equivalent to: sorted(iterable, reverse=True)[:n]
183 """
184 it = iter(iterable)
185 result = list(islice(it, n))
186 if not result:
187 return result
188 heapify(result)
189 _heapreplace = heapreplace
190 sol = result[0] # sol --> smallest of the nlargest
191 for elem in it:
192 if elem <= sol:
193 continue
194 _heapreplace(result, elem)
195 sol = result[0]
196 result.sort(reverse=True)
197 return result
198
Raymond Hettingere1defa42004-11-29 05:54:48 +0000199def nsmallest(n, iterable):
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000200 """Find the n smallest elements in a dataset.
201
202 Equivalent to: sorted(iterable)[:n]
203 """
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000204 if hasattr(iterable, '__len__') and n * 10 <= len(iterable):
205 # For smaller values of n, the bisect method is faster than a minheap.
206 # It is also memory efficient, consuming only n elements of space.
207 it = iter(iterable)
208 result = sorted(islice(it, 0, n))
209 if not result:
210 return result
211 insort = bisect.insort
212 pop = result.pop
213 los = result[-1] # los --> Largest of the nsmallest
214 for elem in it:
215 if los <= elem:
216 continue
217 insort(result, elem)
218 pop()
219 los = result[-1]
220 return result
221 # An alternative approach manifests the whole iterable in memory but
222 # saves comparisons by heapifying all at once. Also, saves time
223 # over bisect.insort() which has O(n) data movement time for every
224 # insertion. Finding the n smallest of an m length iterable requires
225 # O(m) + O(n log m) comparisons.
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000226 h = list(iterable)
227 heapify(h)
228 return map(heappop, repeat(h, min(n, len(h))))
229
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000230# 'heap' is a heap at all indices >= startpos, except possibly for pos. pos
231# is the index of a leaf with a possibly out-of-order value. Restore the
232# heap invariant.
233def _siftdown(heap, startpos, pos):
234 newitem = heap[pos]
235 # Follow the path to the root, moving parents down until finding a place
236 # newitem fits.
237 while pos > startpos:
238 parentpos = (pos - 1) >> 1
239 parent = heap[parentpos]
240 if parent <= newitem:
241 break
242 heap[pos] = parent
243 pos = parentpos
244 heap[pos] = newitem
245
246# The child indices of heap index pos are already heaps, and we want to make
247# a heap at index pos too. We do this by bubbling the smaller child of
248# pos up (and so on with that child's children, etc) until hitting a leaf,
249# then using _siftdown to move the oddball originally at index pos into place.
250#
251# We *could* break out of the loop as soon as we find a pos where newitem <=
252# both its children, but turns out that's not a good idea, and despite that
253# many books write the algorithm that way. During a heap pop, the last array
254# element is sifted in, and that tends to be large, so that comparing it
255# against values starting from the root usually doesn't pay (= usually doesn't
256# get us out of the loop early). See Knuth, Volume 3, where this is
257# explained and quantified in an exercise.
258#
259# Cutting the # of comparisons is important, since these routines have no
260# way to extract "the priority" from an array element, so that intelligence
261# is likely to be hiding in custom __cmp__ methods, or in array elements
262# storing (priority, record) tuples. Comparisons are thus potentially
263# expensive.
264#
265# On random arrays of length 1000, making this change cut the number of
266# comparisons made by heapify() a little, and those made by exhaustive
267# heappop() a lot, in accord with theory. Here are typical results from 3
268# runs (3 just to demonstrate how small the variance is):
269#
270# Compares needed by heapify Compares needed by 1000 heappops
271# -------------------------- --------------------------------
272# 1837 cut to 1663 14996 cut to 8680
273# 1855 cut to 1659 14966 cut to 8678
274# 1847 cut to 1660 15024 cut to 8703
275#
276# Building the heap by using heappush() 1000 times instead required
277# 2198, 2148, and 2219 compares: heapify() is more efficient, when
278# you can use it.
279#
280# The total compares needed by list.sort() on the same lists were 8627,
281# 8627, and 8632 (this should be compared to the sum of heapify() and
282# heappop() compares): list.sort() is (unsurprisingly!) more efficient
283# for sorting.
284
285def _siftup(heap, pos):
286 endpos = len(heap)
287 startpos = pos
288 newitem = heap[pos]
289 # Bubble up the smaller child until hitting a leaf.
290 childpos = 2*pos + 1 # leftmost child position
291 while childpos < endpos:
292 # Set childpos to index of smaller child.
293 rightpos = childpos + 1
294 if rightpos < endpos and heap[rightpos] <= heap[childpos]:
295 childpos = rightpos
296 # Move the smaller child up.
297 heap[pos] = heap[childpos]
298 pos = childpos
299 childpos = 2*pos + 1
300 # The leaf at pos is empty now. Put newitem there, and bubble it up
301 # to its final resting place (by sifting its parents down).
302 heap[pos] = newitem
303 _siftdown(heap, startpos, pos)
304
305# If available, use C implementation
306try:
Raymond Hettinger2e3dfaf2004-06-13 05:26:33 +0000307 from _heapq import heappush, heappop, heapify, heapreplace, nlargest, nsmallest
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000308except ImportError:
309 pass
310
Raymond Hettinger00166c52007-02-19 04:08:43 +0000311def merge(*iterables):
312 '''Merge multiple sorted inputs into a single sorted output.
313
314 Similar to sorted(itertools.chain(*iterables)) but returns an iterable,
315 does not pull the data into memory all at once, and reduces the number
316 of comparisons by assuming that each of the input streams is already sorted.
317
318 >>> list(merge([1,3,5,7], [0,2,4,8], [5,10,15,20], [], [25]))
319 [0, 1, 2, 3, 4, 5, 5, 7, 8, 10, 15, 20, 25]
320
321 '''
322 _heappop, siftup, _StopIteration = heappop, _siftup, StopIteration
323
324 h = []
325 h_append = h.append
326 for it in map(iter, iterables):
327 try:
328 next = it.next
329 h_append([next(), next])
330 except _StopIteration:
331 pass
332 heapify(h)
333
334 while 1:
335 try:
336 while 1:
337 v, next = s = h[0] # raises IndexError when h is empty
338 yield v
339 s[0] = next() # raises StopIteration when exhausted
340 siftup(h, 0) # restore heap condition
341 except _StopIteration:
342 _heappop(h) # remove empty iterator
343 except IndexError:
344 return
345
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000346# Extend the implementations of nsmallest and nlargest to use a key= argument
347_nsmallest = nsmallest
348def nsmallest(n, iterable, key=None):
349 """Find the n smallest elements in a dataset.
350
351 Equivalent to: sorted(iterable, key=key)[:n]
352 """
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000353 in1, in2 = tee(iterable)
354 it = izip(imap(key, in1), count(), in2) # decorate
355 result = _nsmallest(n, it)
356 return map(itemgetter(2), result) # undecorate
357
358_nlargest = nlargest
359def nlargest(n, iterable, key=None):
360 """Find the n largest elements in a dataset.
361
362 Equivalent to: sorted(iterable, key=key, reverse=True)[:n]
363 """
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000364 in1, in2 = tee(iterable)
Raymond Hettinger769a40a2007-01-04 17:53:34 +0000365 it = izip(imap(key, in1), imap(neg, count()), in2) # decorate
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000366 result = _nlargest(n, it)
367 return map(itemgetter(2), result) # undecorate
368
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000369if __name__ == "__main__":
370 # Simple sanity test
371 heap = []
372 data = [1, 3, 5, 7, 9, 2, 4, 6, 8, 0]
373 for item in data:
374 heappush(heap, item)
375 sort = []
376 while heap:
377 sort.append(heappop(heap))
378 print sort
Raymond Hettinger00166c52007-02-19 04:08:43 +0000379
380 import doctest
381 doctest.testmod()