Raymond Hettinger | c46cb2a | 2004-04-19 19:06:21 +0000 | [diff] [blame] | 1 | # -*- coding: Latin-1 -*- |
| 2 | |
| 3 | """Heap queue algorithm (a.k.a. priority queue). |
| 4 | |
| 5 | Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for |
| 6 | all k, counting elements from 0. For the sake of comparison, |
| 7 | non-existing elements are considered to be infinite. The interesting |
| 8 | property of a heap is that a[0] is always its smallest element. |
| 9 | |
| 10 | Usage: |
| 11 | |
| 12 | heap = [] # creates an empty heap |
| 13 | heappush(heap, item) # pushes a new item on the heap |
| 14 | item = heappop(heap) # pops the smallest item from the heap |
| 15 | item = heap[0] # smallest item on the heap without popping it |
| 16 | heapify(x) # transforms list into a heap, in-place, in linear time |
| 17 | item = heapreplace(heap, item) # pops and returns smallest item, and adds |
| 18 | # new item; the heap size is unchanged |
| 19 | |
| 20 | Our API differs from textbook heap algorithms as follows: |
| 21 | |
| 22 | - We use 0-based indexing. This makes the relationship between the |
| 23 | index for a node and the indexes for its children slightly less |
| 24 | obvious, but is more suitable since Python uses 0-based indexing. |
| 25 | |
| 26 | - Our heappop() method returns the smallest item, not the largest. |
| 27 | |
| 28 | These two make it possible to view the heap as a regular Python list |
| 29 | without surprises: heap[0] is the smallest item, and heap.sort() |
| 30 | maintains the heap invariant! |
| 31 | """ |
| 32 | |
Raymond Hettinger | 33ecffb | 2004-06-10 05:03:17 +0000 | [diff] [blame] | 33 | # Original code by Kevin O'Connor, augmented by Tim Peters and Raymond Hettinger |
Raymond Hettinger | c46cb2a | 2004-04-19 19:06:21 +0000 | [diff] [blame] | 34 | |
| 35 | __about__ = """Heap queues |
| 36 | |
| 37 | [explanation by François Pinard] |
| 38 | |
| 39 | Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for |
| 40 | all k, counting elements from 0. For the sake of comparison, |
| 41 | non-existing elements are considered to be infinite. The interesting |
| 42 | property of a heap is that a[0] is always its smallest element. |
| 43 | |
| 44 | The strange invariant above is meant to be an efficient memory |
| 45 | representation for a tournament. The numbers below are `k', not a[k]: |
| 46 | |
| 47 | 0 |
| 48 | |
| 49 | 1 2 |
| 50 | |
| 51 | 3 4 5 6 |
| 52 | |
| 53 | 7 8 9 10 11 12 13 14 |
| 54 | |
| 55 | 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 |
| 56 | |
| 57 | |
| 58 | In the tree above, each cell `k' is topping `2*k+1' and `2*k+2'. In |
| 59 | an usual binary tournament we see in sports, each cell is the winner |
| 60 | over the two cells it tops, and we can trace the winner down the tree |
| 61 | to see all opponents s/he had. However, in many computer applications |
| 62 | of such tournaments, we do not need to trace the history of a winner. |
| 63 | To be more memory efficient, when a winner is promoted, we try to |
| 64 | replace it by something else at a lower level, and the rule becomes |
| 65 | that a cell and the two cells it tops contain three different items, |
| 66 | but the top cell "wins" over the two topped cells. |
| 67 | |
| 68 | If this heap invariant is protected at all time, index 0 is clearly |
| 69 | the overall winner. The simplest algorithmic way to remove it and |
| 70 | find the "next" winner is to move some loser (let's say cell 30 in the |
| 71 | diagram above) into the 0 position, and then percolate this new 0 down |
| 72 | the tree, exchanging values, until the invariant is re-established. |
| 73 | This is clearly logarithmic on the total number of items in the tree. |
| 74 | By iterating over all items, you get an O(n ln n) sort. |
| 75 | |
| 76 | A nice feature of this sort is that you can efficiently insert new |
| 77 | items while the sort is going on, provided that the inserted items are |
| 78 | not "better" than the last 0'th element you extracted. This is |
| 79 | especially useful in simulation contexts, where the tree holds all |
| 80 | incoming events, and the "win" condition means the smallest scheduled |
| 81 | time. When an event schedule other events for execution, they are |
| 82 | scheduled into the future, so they can easily go into the heap. So, a |
| 83 | heap is a good structure for implementing schedulers (this is what I |
| 84 | used for my MIDI sequencer :-). |
| 85 | |
| 86 | Various structures for implementing schedulers have been extensively |
| 87 | studied, and heaps are good for this, as they are reasonably speedy, |
| 88 | the speed is almost constant, and the worst case is not much different |
| 89 | than the average case. However, there are other representations which |
| 90 | are more efficient overall, yet the worst cases might be terrible. |
| 91 | |
| 92 | Heaps are also very useful in big disk sorts. You most probably all |
| 93 | know that a big sort implies producing "runs" (which are pre-sorted |
| 94 | sequences, which size is usually related to the amount of CPU memory), |
| 95 | followed by a merging passes for these runs, which merging is often |
| 96 | very cleverly organised[1]. It is very important that the initial |
| 97 | sort produces the longest runs possible. Tournaments are a good way |
| 98 | to that. If, using all the memory available to hold a tournament, you |
| 99 | replace and percolate items that happen to fit the current run, you'll |
| 100 | produce runs which are twice the size of the memory for random input, |
| 101 | and much better for input fuzzily ordered. |
| 102 | |
| 103 | Moreover, if you output the 0'th item on disk and get an input which |
| 104 | may not fit in the current tournament (because the value "wins" over |
| 105 | the last output value), it cannot fit in the heap, so the size of the |
| 106 | heap decreases. The freed memory could be cleverly reused immediately |
| 107 | for progressively building a second heap, which grows at exactly the |
| 108 | same rate the first heap is melting. When the first heap completely |
| 109 | vanishes, you switch heaps and start a new run. Clever and quite |
| 110 | effective! |
| 111 | |
| 112 | In a word, heaps are useful memory structures to know. I use them in |
| 113 | a few applications, and I think it is good to keep a `heap' module |
| 114 | around. :-) |
| 115 | |
| 116 | -------------------- |
| 117 | [1] The disk balancing algorithms which are current, nowadays, are |
| 118 | more annoying than clever, and this is a consequence of the seeking |
| 119 | capabilities of the disks. On devices which cannot seek, like big |
| 120 | tape drives, the story was quite different, and one had to be very |
| 121 | clever to ensure (far in advance) that each tape movement will be the |
| 122 | most effective possible (that is, will best participate at |
| 123 | "progressing" the merge). Some tapes were even able to read |
| 124 | backwards, and this was also used to avoid the rewinding time. |
| 125 | Believe me, real good tape sorts were quite spectacular to watch! |
| 126 | From all times, sorting has always been a Great Art! :-) |
| 127 | """ |
| 128 | |
Raymond Hettinger | 33ecffb | 2004-06-10 05:03:17 +0000 | [diff] [blame] | 129 | __all__ = ['heappush', 'heappop', 'heapify', 'heapreplace', 'nlargest', |
| 130 | 'nsmallest'] |
| 131 | |
Raymond Hettinger | 4901a1f | 2004-12-02 08:59:14 +0000 | [diff] [blame] | 132 | from itertools import islice, repeat, count, imap, izip, tee |
Raymond Hettinger | ca516d2 | 2007-01-04 17:53:16 +0000 | [diff] [blame] | 133 | from operator import itemgetter, neg |
Raymond Hettinger | b25aa36 | 2004-06-12 08:33:36 +0000 | [diff] [blame] | 134 | import bisect |
Raymond Hettinger | c46cb2a | 2004-04-19 19:06:21 +0000 | [diff] [blame] | 135 | |
| 136 | def heappush(heap, item): |
| 137 | """Push item onto heap, maintaining the heap invariant.""" |
| 138 | heap.append(item) |
| 139 | _siftdown(heap, 0, len(heap)-1) |
| 140 | |
| 141 | def heappop(heap): |
| 142 | """Pop the smallest item off the heap, maintaining the heap invariant.""" |
| 143 | lastelt = heap.pop() # raises appropriate IndexError if heap is empty |
| 144 | if heap: |
| 145 | returnitem = heap[0] |
| 146 | heap[0] = lastelt |
| 147 | _siftup(heap, 0) |
| 148 | else: |
| 149 | returnitem = lastelt |
| 150 | return returnitem |
| 151 | |
| 152 | def heapreplace(heap, item): |
| 153 | """Pop and return the current smallest value, and add the new item. |
| 154 | |
| 155 | This is more efficient than heappop() followed by heappush(), and can be |
| 156 | more appropriate when using a fixed-size heap. Note that the value |
| 157 | returned may be larger than item! That constrains reasonable uses of |
Raymond Hettinger | 8158e84 | 2004-09-06 07:04:09 +0000 | [diff] [blame] | 158 | this routine unless written as part of a conditional replacement: |
Raymond Hettinger | 28224f8 | 2004-06-20 09:07:53 +0000 | [diff] [blame] | 159 | |
Raymond Hettinger | 8158e84 | 2004-09-06 07:04:09 +0000 | [diff] [blame] | 160 | if item > heap[0]: |
| 161 | item = heapreplace(heap, item) |
Raymond Hettinger | c46cb2a | 2004-04-19 19:06:21 +0000 | [diff] [blame] | 162 | """ |
| 163 | returnitem = heap[0] # raises appropriate IndexError if heap is empty |
| 164 | heap[0] = item |
| 165 | _siftup(heap, 0) |
| 166 | return returnitem |
| 167 | |
| 168 | def heapify(x): |
| 169 | """Transform list into a heap, in-place, in O(len(heap)) time.""" |
| 170 | n = len(x) |
| 171 | # Transform bottom-up. The largest index there's any point to looking at |
| 172 | # is the largest with a child index in-range, so must have 2*i + 1 < n, |
| 173 | # or i < (n-1)/2. If n is even = 2*j, this is (2*j-1)/2 = j-1/2 so |
| 174 | # j-1 is the largest, which is n//2 - 1. If n is odd = 2*j+1, this is |
| 175 | # (2*j+1-1)/2 = j so j-1 is the largest, and that's again n//2-1. |
| 176 | for i in reversed(xrange(n//2)): |
| 177 | _siftup(x, i) |
| 178 | |
Raymond Hettinger | e1defa4 | 2004-11-29 05:54:48 +0000 | [diff] [blame] | 179 | def nlargest(n, iterable): |
Raymond Hettinger | 33ecffb | 2004-06-10 05:03:17 +0000 | [diff] [blame] | 180 | """Find the n largest elements in a dataset. |
| 181 | |
| 182 | Equivalent to: sorted(iterable, reverse=True)[:n] |
| 183 | """ |
| 184 | it = iter(iterable) |
| 185 | result = list(islice(it, n)) |
| 186 | if not result: |
| 187 | return result |
| 188 | heapify(result) |
| 189 | _heapreplace = heapreplace |
| 190 | sol = result[0] # sol --> smallest of the nlargest |
| 191 | for elem in it: |
| 192 | if elem <= sol: |
| 193 | continue |
| 194 | _heapreplace(result, elem) |
| 195 | sol = result[0] |
| 196 | result.sort(reverse=True) |
| 197 | return result |
| 198 | |
Raymond Hettinger | e1defa4 | 2004-11-29 05:54:48 +0000 | [diff] [blame] | 199 | def nsmallest(n, iterable): |
Raymond Hettinger | 33ecffb | 2004-06-10 05:03:17 +0000 | [diff] [blame] | 200 | """Find the n smallest elements in a dataset. |
| 201 | |
| 202 | Equivalent to: sorted(iterable)[:n] |
| 203 | """ |
Raymond Hettinger | b25aa36 | 2004-06-12 08:33:36 +0000 | [diff] [blame] | 204 | if hasattr(iterable, '__len__') and n * 10 <= len(iterable): |
| 205 | # For smaller values of n, the bisect method is faster than a minheap. |
| 206 | # It is also memory efficient, consuming only n elements of space. |
| 207 | it = iter(iterable) |
| 208 | result = sorted(islice(it, 0, n)) |
| 209 | if not result: |
| 210 | return result |
| 211 | insort = bisect.insort |
| 212 | pop = result.pop |
| 213 | los = result[-1] # los --> Largest of the nsmallest |
| 214 | for elem in it: |
| 215 | if los <= elem: |
| 216 | continue |
| 217 | insort(result, elem) |
| 218 | pop() |
| 219 | los = result[-1] |
| 220 | return result |
| 221 | # An alternative approach manifests the whole iterable in memory but |
| 222 | # saves comparisons by heapifying all at once. Also, saves time |
| 223 | # over bisect.insort() which has O(n) data movement time for every |
| 224 | # insertion. Finding the n smallest of an m length iterable requires |
| 225 | # O(m) + O(n log m) comparisons. |
Raymond Hettinger | 33ecffb | 2004-06-10 05:03:17 +0000 | [diff] [blame] | 226 | h = list(iterable) |
| 227 | heapify(h) |
| 228 | return map(heappop, repeat(h, min(n, len(h)))) |
| 229 | |
Raymond Hettinger | c46cb2a | 2004-04-19 19:06:21 +0000 | [diff] [blame] | 230 | # 'heap' is a heap at all indices >= startpos, except possibly for pos. pos |
| 231 | # is the index of a leaf with a possibly out-of-order value. Restore the |
| 232 | # heap invariant. |
| 233 | def _siftdown(heap, startpos, pos): |
| 234 | newitem = heap[pos] |
| 235 | # Follow the path to the root, moving parents down until finding a place |
| 236 | # newitem fits. |
| 237 | while pos > startpos: |
| 238 | parentpos = (pos - 1) >> 1 |
| 239 | parent = heap[parentpos] |
| 240 | if parent <= newitem: |
| 241 | break |
| 242 | heap[pos] = parent |
| 243 | pos = parentpos |
| 244 | heap[pos] = newitem |
| 245 | |
| 246 | # The child indices of heap index pos are already heaps, and we want to make |
| 247 | # a heap at index pos too. We do this by bubbling the smaller child of |
| 248 | # pos up (and so on with that child's children, etc) until hitting a leaf, |
| 249 | # then using _siftdown to move the oddball originally at index pos into place. |
| 250 | # |
| 251 | # We *could* break out of the loop as soon as we find a pos where newitem <= |
| 252 | # both its children, but turns out that's not a good idea, and despite that |
| 253 | # many books write the algorithm that way. During a heap pop, the last array |
| 254 | # element is sifted in, and that tends to be large, so that comparing it |
| 255 | # against values starting from the root usually doesn't pay (= usually doesn't |
| 256 | # get us out of the loop early). See Knuth, Volume 3, where this is |
| 257 | # explained and quantified in an exercise. |
| 258 | # |
| 259 | # Cutting the # of comparisons is important, since these routines have no |
| 260 | # way to extract "the priority" from an array element, so that intelligence |
| 261 | # is likely to be hiding in custom __cmp__ methods, or in array elements |
| 262 | # storing (priority, record) tuples. Comparisons are thus potentially |
| 263 | # expensive. |
| 264 | # |
| 265 | # On random arrays of length 1000, making this change cut the number of |
| 266 | # comparisons made by heapify() a little, and those made by exhaustive |
| 267 | # heappop() a lot, in accord with theory. Here are typical results from 3 |
| 268 | # runs (3 just to demonstrate how small the variance is): |
| 269 | # |
| 270 | # Compares needed by heapify Compares needed by 1000 heappops |
| 271 | # -------------------------- -------------------------------- |
| 272 | # 1837 cut to 1663 14996 cut to 8680 |
| 273 | # 1855 cut to 1659 14966 cut to 8678 |
| 274 | # 1847 cut to 1660 15024 cut to 8703 |
| 275 | # |
| 276 | # Building the heap by using heappush() 1000 times instead required |
| 277 | # 2198, 2148, and 2219 compares: heapify() is more efficient, when |
| 278 | # you can use it. |
| 279 | # |
| 280 | # The total compares needed by list.sort() on the same lists were 8627, |
| 281 | # 8627, and 8632 (this should be compared to the sum of heapify() and |
| 282 | # heappop() compares): list.sort() is (unsurprisingly!) more efficient |
| 283 | # for sorting. |
| 284 | |
| 285 | def _siftup(heap, pos): |
| 286 | endpos = len(heap) |
| 287 | startpos = pos |
| 288 | newitem = heap[pos] |
| 289 | # Bubble up the smaller child until hitting a leaf. |
| 290 | childpos = 2*pos + 1 # leftmost child position |
| 291 | while childpos < endpos: |
| 292 | # Set childpos to index of smaller child. |
| 293 | rightpos = childpos + 1 |
| 294 | if rightpos < endpos and heap[rightpos] <= heap[childpos]: |
| 295 | childpos = rightpos |
| 296 | # Move the smaller child up. |
| 297 | heap[pos] = heap[childpos] |
| 298 | pos = childpos |
| 299 | childpos = 2*pos + 1 |
| 300 | # The leaf at pos is empty now. Put newitem there, and bubble it up |
| 301 | # to its final resting place (by sifting its parents down). |
| 302 | heap[pos] = newitem |
| 303 | _siftdown(heap, startpos, pos) |
| 304 | |
| 305 | # If available, use C implementation |
| 306 | try: |
Raymond Hettinger | 2e3dfaf | 2004-06-13 05:26:33 +0000 | [diff] [blame] | 307 | from _heapq import heappush, heappop, heapify, heapreplace, nlargest, nsmallest |
Raymond Hettinger | c46cb2a | 2004-04-19 19:06:21 +0000 | [diff] [blame] | 308 | except ImportError: |
| 309 | pass |
| 310 | |
Raymond Hettinger | 4901a1f | 2004-12-02 08:59:14 +0000 | [diff] [blame] | 311 | # Extend the implementations of nsmallest and nlargest to use a key= argument |
| 312 | _nsmallest = nsmallest |
| 313 | def nsmallest(n, iterable, key=None): |
| 314 | """Find the n smallest elements in a dataset. |
| 315 | |
| 316 | Equivalent to: sorted(iterable, key=key)[:n] |
| 317 | """ |
Raymond Hettinger | 4901a1f | 2004-12-02 08:59:14 +0000 | [diff] [blame] | 318 | in1, in2 = tee(iterable) |
| 319 | it = izip(imap(key, in1), count(), in2) # decorate |
| 320 | result = _nsmallest(n, it) |
| 321 | return map(itemgetter(2), result) # undecorate |
| 322 | |
| 323 | _nlargest = nlargest |
| 324 | def nlargest(n, iterable, key=None): |
| 325 | """Find the n largest elements in a dataset. |
| 326 | |
| 327 | Equivalent to: sorted(iterable, key=key, reverse=True)[:n] |
| 328 | """ |
Raymond Hettinger | 4901a1f | 2004-12-02 08:59:14 +0000 | [diff] [blame] | 329 | in1, in2 = tee(iterable) |
Raymond Hettinger | ca516d2 | 2007-01-04 17:53:16 +0000 | [diff] [blame] | 330 | it = izip(imap(key, in1), imap(neg, count()), in2) # decorate |
Raymond Hettinger | 4901a1f | 2004-12-02 08:59:14 +0000 | [diff] [blame] | 331 | result = _nlargest(n, it) |
| 332 | return map(itemgetter(2), result) # undecorate |
| 333 | |
Raymond Hettinger | c46cb2a | 2004-04-19 19:06:21 +0000 | [diff] [blame] | 334 | if __name__ == "__main__": |
| 335 | # Simple sanity test |
| 336 | heap = [] |
| 337 | data = [1, 3, 5, 7, 9, 2, 4, 6, 8, 0] |
| 338 | for item in data: |
| 339 | heappush(heap, item) |
| 340 | sort = [] |
| 341 | while heap: |
| 342 | sort.append(heappop(heap)) |
| 343 | print sort |