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Benjamin Petersonb6e112b2009-01-18 22:47:04 +00001# -*- coding: latin-1 -*-
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +00002
3"""Heap queue algorithm (a.k.a. priority queue).
4
5Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
6all k, counting elements from 0. For the sake of comparison,
7non-existing elements are considered to be infinite. The interesting
8property of a heap is that a[0] is always its smallest element.
9
10Usage:
11
12heap = [] # creates an empty heap
13heappush(heap, item) # pushes a new item on the heap
14item = heappop(heap) # pops the smallest item from the heap
15item = heap[0] # smallest item on the heap without popping it
16heapify(x) # transforms list into a heap, in-place, in linear time
17item = heapreplace(heap, item) # pops and returns smallest item, and adds
18 # new item; the heap size is unchanged
19
20Our API differs from textbook heap algorithms as follows:
21
22- We use 0-based indexing. This makes the relationship between the
23 index for a node and the indexes for its children slightly less
24 obvious, but is more suitable since Python uses 0-based indexing.
25
26- Our heappop() method returns the smallest item, not the largest.
27
28These two make it possible to view the heap as a regular Python list
29without surprises: heap[0] is the smallest item, and heap.sort()
30maintains the heap invariant!
31"""
32
Raymond Hettinger33ecffb2004-06-10 05:03:17 +000033# Original code by Kevin O'Connor, augmented by Tim Peters and Raymond Hettinger
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +000034
35__about__ = """Heap queues
36
37[explanation by François Pinard]
38
39Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
40all k, counting elements from 0. For the sake of comparison,
41non-existing elements are considered to be infinite. The interesting
42property of a heap is that a[0] is always its smallest element.
43
44The strange invariant above is meant to be an efficient memory
45representation for a tournament. The numbers below are `k', not a[k]:
46
47 0
48
49 1 2
50
51 3 4 5 6
52
53 7 8 9 10 11 12 13 14
54
55 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
56
57
58In the tree above, each cell `k' is topping `2*k+1' and `2*k+2'. In
59an usual binary tournament we see in sports, each cell is the winner
60over the two cells it tops, and we can trace the winner down the tree
61to see all opponents s/he had. However, in many computer applications
62of such tournaments, we do not need to trace the history of a winner.
63To be more memory efficient, when a winner is promoted, we try to
64replace it by something else at a lower level, and the rule becomes
65that a cell and the two cells it tops contain three different items,
66but the top cell "wins" over the two topped cells.
67
68If this heap invariant is protected at all time, index 0 is clearly
69the overall winner. The simplest algorithmic way to remove it and
70find the "next" winner is to move some loser (let's say cell 30 in the
71diagram above) into the 0 position, and then percolate this new 0 down
72the tree, exchanging values, until the invariant is re-established.
73This is clearly logarithmic on the total number of items in the tree.
74By iterating over all items, you get an O(n ln n) sort.
75
76A nice feature of this sort is that you can efficiently insert new
77items while the sort is going on, provided that the inserted items are
78not "better" than the last 0'th element you extracted. This is
79especially useful in simulation contexts, where the tree holds all
80incoming events, and the "win" condition means the smallest scheduled
81time. When an event schedule other events for execution, they are
82scheduled into the future, so they can easily go into the heap. So, a
83heap is a good structure for implementing schedulers (this is what I
84used for my MIDI sequencer :-).
85
86Various structures for implementing schedulers have been extensively
87studied, and heaps are good for this, as they are reasonably speedy,
88the speed is almost constant, and the worst case is not much different
89than the average case. However, there are other representations which
90are more efficient overall, yet the worst cases might be terrible.
91
92Heaps are also very useful in big disk sorts. You most probably all
93know that a big sort implies producing "runs" (which are pre-sorted
94sequences, which size is usually related to the amount of CPU memory),
95followed by a merging passes for these runs, which merging is often
96very cleverly organised[1]. It is very important that the initial
97sort produces the longest runs possible. Tournaments are a good way
98to that. If, using all the memory available to hold a tournament, you
99replace and percolate items that happen to fit the current run, you'll
100produce runs which are twice the size of the memory for random input,
101and much better for input fuzzily ordered.
102
103Moreover, if you output the 0'th item on disk and get an input which
104may not fit in the current tournament (because the value "wins" over
105the last output value), it cannot fit in the heap, so the size of the
106heap decreases. The freed memory could be cleverly reused immediately
107for progressively building a second heap, which grows at exactly the
108same rate the first heap is melting. When the first heap completely
109vanishes, you switch heaps and start a new run. Clever and quite
110effective!
111
112In a word, heaps are useful memory structures to know. I use them in
113a few applications, and I think it is good to keep a `heap' module
114around. :-)
115
116--------------------
117[1] The disk balancing algorithms which are current, nowadays, are
118more annoying than clever, and this is a consequence of the seeking
119capabilities of the disks. On devices which cannot seek, like big
120tape drives, the story was quite different, and one had to be very
121clever to ensure (far in advance) that each tape movement will be the
122most effective possible (that is, will best participate at
123"progressing" the merge). Some tapes were even able to read
124backwards, and this was also used to avoid the rewinding time.
125Believe me, real good tape sorts were quite spectacular to watch!
126From all times, sorting has always been a Great Art! :-)
127"""
128
Raymond Hettinger00166c52007-02-19 04:08:43 +0000129__all__ = ['heappush', 'heappop', 'heapify', 'heapreplace', 'merge',
Raymond Hettinger53bdf092008-03-13 19:03:51 +0000130 'nlargest', 'nsmallest', 'heappushpop']
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000131
Raymond Hettingerb5bc33c2009-01-12 10:37:32 +0000132from itertools import islice, repeat, count, imap, izip, tee, chain
Raymond Hettingerbe9b7652009-02-21 08:58:42 +0000133from operator import itemgetter
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000134import bisect
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000135
Raymond Hettinger9b342c62011-04-13 11:15:58 -0700136def cmp_lt(x, y):
137 # Use __lt__ if available; otherwise, try __le__.
138 # In Py3.x, only __lt__ will be called.
139 return (x < y) if hasattr(x, '__lt__') else (not y <= x)
140
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000141def heappush(heap, item):
142 """Push item onto heap, maintaining the heap invariant."""
143 heap.append(item)
144 _siftdown(heap, 0, len(heap)-1)
145
146def heappop(heap):
147 """Pop the smallest item off the heap, maintaining the heap invariant."""
148 lastelt = heap.pop() # raises appropriate IndexError if heap is empty
149 if heap:
150 returnitem = heap[0]
151 heap[0] = lastelt
152 _siftup(heap, 0)
153 else:
154 returnitem = lastelt
155 return returnitem
156
157def heapreplace(heap, item):
158 """Pop and return the current smallest value, and add the new item.
159
160 This is more efficient than heappop() followed by heappush(), and can be
161 more appropriate when using a fixed-size heap. Note that the value
162 returned may be larger than item! That constrains reasonable uses of
Raymond Hettinger8158e842004-09-06 07:04:09 +0000163 this routine unless written as part of a conditional replacement:
Raymond Hettinger28224f82004-06-20 09:07:53 +0000164
Raymond Hettinger8158e842004-09-06 07:04:09 +0000165 if item > heap[0]:
166 item = heapreplace(heap, item)
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000167 """
168 returnitem = heap[0] # raises appropriate IndexError if heap is empty
169 heap[0] = item
170 _siftup(heap, 0)
171 return returnitem
172
Raymond Hettinger53bdf092008-03-13 19:03:51 +0000173def heappushpop(heap, item):
174 """Fast version of a heappush followed by a heappop."""
Raymond Hettinger9b342c62011-04-13 11:15:58 -0700175 if heap and cmp_lt(heap[0], item):
Raymond Hettinger53bdf092008-03-13 19:03:51 +0000176 item, heap[0] = heap[0], item
177 _siftup(heap, 0)
178 return item
179
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000180def heapify(x):
Éric Araujo4800d642011-04-15 23:34:31 +0200181 """Transform list into a heap, in-place, in O(len(x)) time."""
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000182 n = len(x)
183 # Transform bottom-up. The largest index there's any point to looking at
184 # is the largest with a child index in-range, so must have 2*i + 1 < n,
185 # or i < (n-1)/2. If n is even = 2*j, this is (2*j-1)/2 = j-1/2 so
186 # j-1 is the largest, which is n//2 - 1. If n is odd = 2*j+1, this is
187 # (2*j+1-1)/2 = j so j-1 is the largest, and that's again n//2-1.
188 for i in reversed(xrange(n//2)):
189 _siftup(x, i)
190
Raymond Hettingere1defa42004-11-29 05:54:48 +0000191def nlargest(n, iterable):
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000192 """Find the n largest elements in a dataset.
193
194 Equivalent to: sorted(iterable, reverse=True)[:n]
195 """
196 it = iter(iterable)
197 result = list(islice(it, n))
198 if not result:
199 return result
200 heapify(result)
Raymond Hettinger83aa6a32008-03-13 19:33:34 +0000201 _heappushpop = heappushpop
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000202 for elem in it:
Benjamin Petersonfb921e22009-01-31 21:00:10 +0000203 _heappushpop(result, elem)
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000204 result.sort(reverse=True)
205 return result
206
Raymond Hettingere1defa42004-11-29 05:54:48 +0000207def nsmallest(n, iterable):
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000208 """Find the n smallest elements in a dataset.
209
210 Equivalent to: sorted(iterable)[:n]
211 """
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000212 if hasattr(iterable, '__len__') and n * 10 <= len(iterable):
213 # For smaller values of n, the bisect method is faster than a minheap.
214 # It is also memory efficient, consuming only n elements of space.
215 it = iter(iterable)
216 result = sorted(islice(it, 0, n))
217 if not result:
218 return result
219 insort = bisect.insort
220 pop = result.pop
221 los = result[-1] # los --> Largest of the nsmallest
222 for elem in it:
Raymond Hettinger9b342c62011-04-13 11:15:58 -0700223 if cmp_lt(elem, los):
224 insort(result, elem)
225 pop()
226 los = result[-1]
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000227 return result
228 # An alternative approach manifests the whole iterable in memory but
229 # saves comparisons by heapifying all at once. Also, saves time
230 # over bisect.insort() which has O(n) data movement time for every
231 # insertion. Finding the n smallest of an m length iterable requires
232 # O(m) + O(n log m) comparisons.
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000233 h = list(iterable)
234 heapify(h)
235 return map(heappop, repeat(h, min(n, len(h))))
236
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000237# 'heap' is a heap at all indices >= startpos, except possibly for pos. pos
238# is the index of a leaf with a possibly out-of-order value. Restore the
239# heap invariant.
240def _siftdown(heap, startpos, pos):
241 newitem = heap[pos]
242 # Follow the path to the root, moving parents down until finding a place
243 # newitem fits.
244 while pos > startpos:
245 parentpos = (pos - 1) >> 1
246 parent = heap[parentpos]
Raymond Hettinger9b342c62011-04-13 11:15:58 -0700247 if cmp_lt(newitem, parent):
Raymond Hettinger6d7702e2008-05-31 03:24:31 +0000248 heap[pos] = parent
249 pos = parentpos
250 continue
251 break
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000252 heap[pos] = newitem
253
254# The child indices of heap index pos are already heaps, and we want to make
255# a heap at index pos too. We do this by bubbling the smaller child of
256# pos up (and so on with that child's children, etc) until hitting a leaf,
257# then using _siftdown to move the oddball originally at index pos into place.
258#
259# We *could* break out of the loop as soon as we find a pos where newitem <=
260# both its children, but turns out that's not a good idea, and despite that
261# many books write the algorithm that way. During a heap pop, the last array
262# element is sifted in, and that tends to be large, so that comparing it
263# against values starting from the root usually doesn't pay (= usually doesn't
264# get us out of the loop early). See Knuth, Volume 3, where this is
265# explained and quantified in an exercise.
266#
267# Cutting the # of comparisons is important, since these routines have no
268# way to extract "the priority" from an array element, so that intelligence
269# is likely to be hiding in custom __cmp__ methods, or in array elements
270# storing (priority, record) tuples. Comparisons are thus potentially
271# expensive.
272#
273# On random arrays of length 1000, making this change cut the number of
274# comparisons made by heapify() a little, and those made by exhaustive
275# heappop() a lot, in accord with theory. Here are typical results from 3
276# runs (3 just to demonstrate how small the variance is):
277#
278# Compares needed by heapify Compares needed by 1000 heappops
279# -------------------------- --------------------------------
280# 1837 cut to 1663 14996 cut to 8680
281# 1855 cut to 1659 14966 cut to 8678
282# 1847 cut to 1660 15024 cut to 8703
283#
284# Building the heap by using heappush() 1000 times instead required
285# 2198, 2148, and 2219 compares: heapify() is more efficient, when
286# you can use it.
287#
288# The total compares needed by list.sort() on the same lists were 8627,
289# 8627, and 8632 (this should be compared to the sum of heapify() and
290# heappop() compares): list.sort() is (unsurprisingly!) more efficient
291# for sorting.
292
293def _siftup(heap, pos):
294 endpos = len(heap)
295 startpos = pos
296 newitem = heap[pos]
297 # Bubble up the smaller child until hitting a leaf.
298 childpos = 2*pos + 1 # leftmost child position
299 while childpos < endpos:
300 # Set childpos to index of smaller child.
301 rightpos = childpos + 1
Raymond Hettinger9b342c62011-04-13 11:15:58 -0700302 if rightpos < endpos and not cmp_lt(heap[childpos], heap[rightpos]):
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000303 childpos = rightpos
304 # Move the smaller child up.
305 heap[pos] = heap[childpos]
306 pos = childpos
307 childpos = 2*pos + 1
308 # The leaf at pos is empty now. Put newitem there, and bubble it up
309 # to its final resting place (by sifting its parents down).
310 heap[pos] = newitem
311 _siftdown(heap, startpos, pos)
312
313# If available, use C implementation
314try:
Raymond Hettingerb006fcc2009-03-29 18:51:11 +0000315 from _heapq import *
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000316except ImportError:
317 pass
318
Raymond Hettinger00166c52007-02-19 04:08:43 +0000319def merge(*iterables):
320 '''Merge multiple sorted inputs into a single sorted output.
321
Raymond Hettinger3035d232007-02-28 18:27:41 +0000322 Similar to sorted(itertools.chain(*iterables)) but returns a generator,
Raymond Hettingercbac8ce2007-02-19 18:15:04 +0000323 does not pull the data into memory all at once, and assumes that each of
324 the input streams is already sorted (smallest to largest).
Raymond Hettinger00166c52007-02-19 04:08:43 +0000325
326 >>> list(merge([1,3,5,7], [0,2,4,8], [5,10,15,20], [], [25]))
327 [0, 1, 2, 3, 4, 5, 5, 7, 8, 10, 15, 20, 25]
328
329 '''
Raymond Hettinger45eb0f12007-02-19 06:59:32 +0000330 _heappop, _heapreplace, _StopIteration = heappop, heapreplace, StopIteration
Raymond Hettinger00166c52007-02-19 04:08:43 +0000331
332 h = []
333 h_append = h.append
Raymond Hettinger54da9812007-02-19 05:28:28 +0000334 for itnum, it in enumerate(map(iter, iterables)):
Raymond Hettinger00166c52007-02-19 04:08:43 +0000335 try:
336 next = it.next
Raymond Hettinger54da9812007-02-19 05:28:28 +0000337 h_append([next(), itnum, next])
Raymond Hettinger00166c52007-02-19 04:08:43 +0000338 except _StopIteration:
339 pass
340 heapify(h)
341
342 while 1:
343 try:
344 while 1:
Raymond Hettinger54da9812007-02-19 05:28:28 +0000345 v, itnum, next = s = h[0] # raises IndexError when h is empty
Raymond Hettinger00166c52007-02-19 04:08:43 +0000346 yield v
Raymond Hettinger54da9812007-02-19 05:28:28 +0000347 s[0] = next() # raises StopIteration when exhausted
Raymond Hettinger45eb0f12007-02-19 06:59:32 +0000348 _heapreplace(h, s) # restore heap condition
Raymond Hettinger00166c52007-02-19 04:08:43 +0000349 except _StopIteration:
Raymond Hettinger54da9812007-02-19 05:28:28 +0000350 _heappop(h) # remove empty iterator
Raymond Hettinger00166c52007-02-19 04:08:43 +0000351 except IndexError:
352 return
353
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000354# Extend the implementations of nsmallest and nlargest to use a key= argument
355_nsmallest = nsmallest
356def nsmallest(n, iterable, key=None):
357 """Find the n smallest elements in a dataset.
358
359 Equivalent to: sorted(iterable, key=key)[:n]
360 """
Raymond Hettingerb5bc33c2009-01-12 10:37:32 +0000361 # Short-cut for n==1 is to use min() when len(iterable)>0
362 if n == 1:
363 it = iter(iterable)
364 head = list(islice(it, 1))
365 if not head:
366 return []
367 if key is None:
368 return [min(chain(head, it))]
369 return [min(chain(head, it), key=key)]
370
Éric Araujo4800d642011-04-15 23:34:31 +0200371 # When n>=size, it's faster to use sorted()
Raymond Hettingerb5bc33c2009-01-12 10:37:32 +0000372 try:
373 size = len(iterable)
374 except (TypeError, AttributeError):
375 pass
376 else:
377 if n >= size:
378 return sorted(iterable, key=key)[:n]
379
380 # When key is none, use simpler decoration
Georg Brandlfe427892009-01-03 22:03:11 +0000381 if key is None:
382 it = izip(iterable, count()) # decorate
383 result = _nsmallest(n, it)
384 return map(itemgetter(0), result) # undecorate
Raymond Hettingerb5bc33c2009-01-12 10:37:32 +0000385
386 # General case, slowest method
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000387 in1, in2 = tee(iterable)
388 it = izip(imap(key, in1), count(), in2) # decorate
389 result = _nsmallest(n, it)
390 return map(itemgetter(2), result) # undecorate
391
392_nlargest = nlargest
393def nlargest(n, iterable, key=None):
394 """Find the n largest elements in a dataset.
395
396 Equivalent to: sorted(iterable, key=key, reverse=True)[:n]
397 """
Raymond Hettingerb5bc33c2009-01-12 10:37:32 +0000398
399 # Short-cut for n==1 is to use max() when len(iterable)>0
400 if n == 1:
401 it = iter(iterable)
402 head = list(islice(it, 1))
403 if not head:
404 return []
405 if key is None:
406 return [max(chain(head, it))]
407 return [max(chain(head, it), key=key)]
408
Éric Araujo4800d642011-04-15 23:34:31 +0200409 # When n>=size, it's faster to use sorted()
Raymond Hettingerb5bc33c2009-01-12 10:37:32 +0000410 try:
411 size = len(iterable)
412 except (TypeError, AttributeError):
413 pass
414 else:
415 if n >= size:
416 return sorted(iterable, key=key, reverse=True)[:n]
417
418 # When key is none, use simpler decoration
Georg Brandlfe427892009-01-03 22:03:11 +0000419 if key is None:
Raymond Hettingerbe9b7652009-02-21 08:58:42 +0000420 it = izip(iterable, count(0,-1)) # decorate
Georg Brandlfe427892009-01-03 22:03:11 +0000421 result = _nlargest(n, it)
422 return map(itemgetter(0), result) # undecorate
Raymond Hettingerb5bc33c2009-01-12 10:37:32 +0000423
424 # General case, slowest method
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000425 in1, in2 = tee(iterable)
Raymond Hettingerbe9b7652009-02-21 08:58:42 +0000426 it = izip(imap(key, in1), count(0,-1), in2) # decorate
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000427 result = _nlargest(n, it)
428 return map(itemgetter(2), result) # undecorate
429
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000430if __name__ == "__main__":
431 # Simple sanity test
432 heap = []
433 data = [1, 3, 5, 7, 9, 2, 4, 6, 8, 0]
434 for item in data:
435 heappush(heap, item)
436 sort = []
437 while heap:
438 sort.append(heappop(heap))
439 print sort
Raymond Hettinger00166c52007-02-19 04:08:43 +0000440
441 import doctest
442 doctest.testmod()