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Raymond Hettingerc46cb2a2004-04-19 19:06:21 +00001"""Heap queue algorithm (a.k.a. priority queue).
2
3Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
4all k, counting elements from 0. For the sake of comparison,
5non-existing elements are considered to be infinite. The interesting
6property of a heap is that a[0] is always its smallest element.
7
8Usage:
9
10heap = [] # creates an empty heap
11heappush(heap, item) # pushes a new item on the heap
12item = heappop(heap) # pops the smallest item from the heap
13item = heap[0] # smallest item on the heap without popping it
14heapify(x) # transforms list into a heap, in-place, in linear time
15item = heapreplace(heap, item) # pops and returns smallest item, and adds
16 # new item; the heap size is unchanged
17
18Our API differs from textbook heap algorithms as follows:
19
20- We use 0-based indexing. This makes the relationship between the
21 index for a node and the indexes for its children slightly less
22 obvious, but is more suitable since Python uses 0-based indexing.
23
24- Our heappop() method returns the smallest item, not the largest.
25
26These two make it possible to view the heap as a regular Python list
27without surprises: heap[0] is the smallest item, and heap.sort()
28maintains the heap invariant!
29"""
30
Raymond Hettinger33ecffb2004-06-10 05:03:17 +000031# Original code by Kevin O'Connor, augmented by Tim Peters and Raymond Hettinger
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +000032
33__about__ = """Heap queues
34
Mark Dickinsonb4a17a82010-07-04 19:23:49 +000035[explanation by François Pinard]
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +000036
37Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
38all k, counting elements from 0. For the sake of comparison,
39non-existing elements are considered to be infinite. The interesting
40property of a heap is that a[0] is always its smallest element.
41
42The strange invariant above is meant to be an efficient memory
43representation for a tournament. The numbers below are `k', not a[k]:
44
45 0
46
47 1 2
48
49 3 4 5 6
50
51 7 8 9 10 11 12 13 14
52
53 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
54
55
56In the tree above, each cell `k' is topping `2*k+1' and `2*k+2'. In
57an usual binary tournament we see in sports, each cell is the winner
58over the two cells it tops, and we can trace the winner down the tree
59to see all opponents s/he had. However, in many computer applications
60of such tournaments, we do not need to trace the history of a winner.
61To be more memory efficient, when a winner is promoted, we try to
62replace it by something else at a lower level, and the rule becomes
63that a cell and the two cells it tops contain three different items,
64but the top cell "wins" over the two topped cells.
65
66If this heap invariant is protected at all time, index 0 is clearly
67the overall winner. The simplest algorithmic way to remove it and
68find the "next" winner is to move some loser (let's say cell 30 in the
69diagram above) into the 0 position, and then percolate this new 0 down
70the tree, exchanging values, until the invariant is re-established.
71This is clearly logarithmic on the total number of items in the tree.
72By iterating over all items, you get an O(n ln n) sort.
73
74A nice feature of this sort is that you can efficiently insert new
75items while the sort is going on, provided that the inserted items are
76not "better" than the last 0'th element you extracted. This is
77especially useful in simulation contexts, where the tree holds all
78incoming events, and the "win" condition means the smallest scheduled
79time. When an event schedule other events for execution, they are
80scheduled into the future, so they can easily go into the heap. So, a
81heap is a good structure for implementing schedulers (this is what I
82used for my MIDI sequencer :-).
83
84Various structures for implementing schedulers have been extensively
85studied, and heaps are good for this, as they are reasonably speedy,
86the speed is almost constant, and the worst case is not much different
87than the average case. However, there are other representations which
88are more efficient overall, yet the worst cases might be terrible.
89
90Heaps are also very useful in big disk sorts. You most probably all
91know that a big sort implies producing "runs" (which are pre-sorted
92sequences, which size is usually related to the amount of CPU memory),
93followed by a merging passes for these runs, which merging is often
94very cleverly organised[1]. It is very important that the initial
95sort produces the longest runs possible. Tournaments are a good way
96to that. If, using all the memory available to hold a tournament, you
97replace and percolate items that happen to fit the current run, you'll
98produce runs which are twice the size of the memory for random input,
99and much better for input fuzzily ordered.
100
101Moreover, if you output the 0'th item on disk and get an input which
102may not fit in the current tournament (because the value "wins" over
103the last output value), it cannot fit in the heap, so the size of the
104heap decreases. The freed memory could be cleverly reused immediately
105for progressively building a second heap, which grows at exactly the
106same rate the first heap is melting. When the first heap completely
107vanishes, you switch heaps and start a new run. Clever and quite
108effective!
109
110In a word, heaps are useful memory structures to know. I use them in
111a few applications, and I think it is good to keep a `heap' module
112around. :-)
113
114--------------------
115[1] The disk balancing algorithms which are current, nowadays, are
116more annoying than clever, and this is a consequence of the seeking
117capabilities of the disks. On devices which cannot seek, like big
118tape drives, the story was quite different, and one had to be very
119clever to ensure (far in advance) that each tape movement will be the
120most effective possible (that is, will best participate at
121"progressing" the merge). Some tapes were even able to read
122backwards, and this was also used to avoid the rewinding time.
123Believe me, real good tape sorts were quite spectacular to watch!
124From all times, sorting has always been a Great Art! :-)
125"""
126
Thomas Wouterscf297e42007-02-23 15:07:44 +0000127__all__ = ['heappush', 'heappop', 'heapify', 'heapreplace', 'merge',
Christian Heimesdd15f6c2008-03-16 00:07:10 +0000128 'nlargest', 'nsmallest', 'heappushpop']
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000129
Benjamin Peterson18e95122009-01-18 22:46:33 +0000130from itertools import islice, repeat, count, tee, chain
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000131import bisect
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000132
133def heappush(heap, item):
134 """Push item onto heap, maintaining the heap invariant."""
135 heap.append(item)
136 _siftdown(heap, 0, len(heap)-1)
137
138def heappop(heap):
139 """Pop the smallest item off the heap, maintaining the heap invariant."""
140 lastelt = heap.pop() # raises appropriate IndexError if heap is empty
141 if heap:
142 returnitem = heap[0]
143 heap[0] = lastelt
144 _siftup(heap, 0)
145 else:
146 returnitem = lastelt
147 return returnitem
148
149def heapreplace(heap, item):
150 """Pop and return the current smallest value, and add the new item.
151
152 This is more efficient than heappop() followed by heappush(), and can be
153 more appropriate when using a fixed-size heap. Note that the value
154 returned may be larger than item! That constrains reasonable uses of
Raymond Hettinger8158e842004-09-06 07:04:09 +0000155 this routine unless written as part of a conditional replacement:
Raymond Hettinger28224f82004-06-20 09:07:53 +0000156
Raymond Hettinger8158e842004-09-06 07:04:09 +0000157 if item > heap[0]:
158 item = heapreplace(heap, item)
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000159 """
160 returnitem = heap[0] # raises appropriate IndexError if heap is empty
161 heap[0] = item
162 _siftup(heap, 0)
163 return returnitem
164
Christian Heimesdd15f6c2008-03-16 00:07:10 +0000165def heappushpop(heap, item):
166 """Fast version of a heappush followed by a heappop."""
Georg Brandlf78e02b2008-06-10 17:40:04 +0000167 if heap and heap[0] < item:
Christian Heimesdd15f6c2008-03-16 00:07:10 +0000168 item, heap[0] = heap[0], item
169 _siftup(heap, 0)
170 return item
171
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000172def heapify(x):
Éric Araujo395ba352011-04-15 23:34:31 +0200173 """Transform list into a heap, in-place, in O(len(x)) time."""
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000174 n = len(x)
175 # Transform bottom-up. The largest index there's any point to looking at
176 # is the largest with a child index in-range, so must have 2*i + 1 < n,
177 # or i < (n-1)/2. If n is even = 2*j, this is (2*j-1)/2 = j-1/2 so
178 # j-1 is the largest, which is n//2 - 1. If n is odd = 2*j+1, this is
179 # (2*j+1-1)/2 = j so j-1 is the largest, and that's again n//2-1.
Guido van Rossum805365e2007-05-07 22:24:25 +0000180 for i in reversed(range(n//2)):
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000181 _siftup(x, i)
182
Raymond Hettingere1defa42004-11-29 05:54:48 +0000183def nlargest(n, iterable):
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000184 """Find the n largest elements in a dataset.
185
186 Equivalent to: sorted(iterable, reverse=True)[:n]
187 """
Raymond Hettingere5844572011-10-30 14:32:54 -0700188 if n < 0:
189 return []
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000190 it = iter(iterable)
191 result = list(islice(it, n))
192 if not result:
193 return result
194 heapify(result)
Christian Heimesdd15f6c2008-03-16 00:07:10 +0000195 _heappushpop = heappushpop
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000196 for elem in it:
Benjamin Peterson5c6d7872009-02-06 02:40:07 +0000197 _heappushpop(result, elem)
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000198 result.sort(reverse=True)
199 return result
200
Raymond Hettingere1defa42004-11-29 05:54:48 +0000201def nsmallest(n, iterable):
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000202 """Find the n smallest elements in a dataset.
203
204 Equivalent to: sorted(iterable)[:n]
205 """
Raymond Hettingere5844572011-10-30 14:32:54 -0700206 if n < 0:
207 return []
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000208 if hasattr(iterable, '__len__') and n * 10 <= len(iterable):
209 # For smaller values of n, the bisect method is faster than a minheap.
210 # It is also memory efficient, consuming only n elements of space.
211 it = iter(iterable)
212 result = sorted(islice(it, 0, n))
213 if not result:
214 return result
215 insort = bisect.insort
216 pop = result.pop
217 los = result[-1] # los --> Largest of the nsmallest
218 for elem in it:
Raymond Hettinger8a9c4d92011-04-13 11:49:57 -0700219 if elem < los:
220 insort(result, elem)
221 pop()
222 los = result[-1]
Raymond Hettingerb25aa362004-06-12 08:33:36 +0000223 return result
224 # An alternative approach manifests the whole iterable in memory but
225 # saves comparisons by heapifying all at once. Also, saves time
226 # over bisect.insort() which has O(n) data movement time for every
227 # insertion. Finding the n smallest of an m length iterable requires
228 # O(m) + O(n log m) comparisons.
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000229 h = list(iterable)
230 heapify(h)
Guido van Rossumc1f779c2007-07-03 08:25:58 +0000231 return list(map(heappop, repeat(h, min(n, len(h)))))
Raymond Hettinger33ecffb2004-06-10 05:03:17 +0000232
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000233# 'heap' is a heap at all indices >= startpos, except possibly for pos. pos
234# is the index of a leaf with a possibly out-of-order value. Restore the
235# heap invariant.
236def _siftdown(heap, startpos, pos):
237 newitem = heap[pos]
238 # Follow the path to the root, moving parents down until finding a place
239 # newitem fits.
240 while pos > startpos:
241 parentpos = (pos - 1) >> 1
242 parent = heap[parentpos]
Georg Brandlf78e02b2008-06-10 17:40:04 +0000243 if newitem < parent:
244 heap[pos] = parent
245 pos = parentpos
246 continue
247 break
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000248 heap[pos] = newitem
249
250# The child indices of heap index pos are already heaps, and we want to make
251# a heap at index pos too. We do this by bubbling the smaller child of
252# pos up (and so on with that child's children, etc) until hitting a leaf,
253# then using _siftdown to move the oddball originally at index pos into place.
254#
255# We *could* break out of the loop as soon as we find a pos where newitem <=
256# both its children, but turns out that's not a good idea, and despite that
257# many books write the algorithm that way. During a heap pop, the last array
258# element is sifted in, and that tends to be large, so that comparing it
259# against values starting from the root usually doesn't pay (= usually doesn't
260# get us out of the loop early). See Knuth, Volume 3, where this is
261# explained and quantified in an exercise.
262#
263# Cutting the # of comparisons is important, since these routines have no
264# way to extract "the priority" from an array element, so that intelligence
Mark Dickinsona56c4672009-01-27 18:17:45 +0000265# is likely to be hiding in custom comparison methods, or in array elements
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000266# storing (priority, record) tuples. Comparisons are thus potentially
267# expensive.
268#
269# On random arrays of length 1000, making this change cut the number of
270# comparisons made by heapify() a little, and those made by exhaustive
271# heappop() a lot, in accord with theory. Here are typical results from 3
272# runs (3 just to demonstrate how small the variance is):
273#
274# Compares needed by heapify Compares needed by 1000 heappops
275# -------------------------- --------------------------------
276# 1837 cut to 1663 14996 cut to 8680
277# 1855 cut to 1659 14966 cut to 8678
278# 1847 cut to 1660 15024 cut to 8703
279#
280# Building the heap by using heappush() 1000 times instead required
281# 2198, 2148, and 2219 compares: heapify() is more efficient, when
282# you can use it.
283#
284# The total compares needed by list.sort() on the same lists were 8627,
285# 8627, and 8632 (this should be compared to the sum of heapify() and
286# heappop() compares): list.sort() is (unsurprisingly!) more efficient
287# for sorting.
288
289def _siftup(heap, pos):
290 endpos = len(heap)
291 startpos = pos
292 newitem = heap[pos]
293 # Bubble up the smaller child until hitting a leaf.
294 childpos = 2*pos + 1 # leftmost child position
295 while childpos < endpos:
296 # Set childpos to index of smaller child.
297 rightpos = childpos + 1
Georg Brandlf78e02b2008-06-10 17:40:04 +0000298 if rightpos < endpos and not heap[childpos] < heap[rightpos]:
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000299 childpos = rightpos
300 # Move the smaller child up.
301 heap[pos] = heap[childpos]
302 pos = childpos
303 childpos = 2*pos + 1
304 # The leaf at pos is empty now. Put newitem there, and bubble it up
305 # to its final resting place (by sifting its parents down).
306 heap[pos] = newitem
307 _siftdown(heap, startpos, pos)
308
309# If available, use C implementation
310try:
Raymond Hettinger0dd737b2009-03-29 19:30:50 +0000311 from _heapq import *
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000312except ImportError:
313 pass
314
Thomas Wouterscf297e42007-02-23 15:07:44 +0000315def merge(*iterables):
316 '''Merge multiple sorted inputs into a single sorted output.
317
Guido van Rossumd8faa362007-04-27 19:54:29 +0000318 Similar to sorted(itertools.chain(*iterables)) but returns a generator,
Thomas Wouterscf297e42007-02-23 15:07:44 +0000319 does not pull the data into memory all at once, and assumes that each of
320 the input streams is already sorted (smallest to largest).
321
322 >>> list(merge([1,3,5,7], [0,2,4,8], [5,10,15,20], [], [25]))
323 [0, 1, 2, 3, 4, 5, 5, 7, 8, 10, 15, 20, 25]
324
325 '''
326 _heappop, _heapreplace, _StopIteration = heappop, heapreplace, StopIteration
327
328 h = []
329 h_append = h.append
330 for itnum, it in enumerate(map(iter, iterables)):
331 try:
Georg Brandla18af4e2007-04-21 15:47:16 +0000332 next = it.__next__
Thomas Wouterscf297e42007-02-23 15:07:44 +0000333 h_append([next(), itnum, next])
334 except _StopIteration:
335 pass
336 heapify(h)
337
338 while 1:
339 try:
340 while 1:
341 v, itnum, next = s = h[0] # raises IndexError when h is empty
342 yield v
343 s[0] = next() # raises StopIteration when exhausted
344 _heapreplace(h, s) # restore heap condition
345 except _StopIteration:
346 _heappop(h) # remove empty iterator
347 except IndexError:
348 return
349
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000350# Extend the implementations of nsmallest and nlargest to use a key= argument
351_nsmallest = nsmallest
352def nsmallest(n, iterable, key=None):
353 """Find the n smallest elements in a dataset.
354
355 Equivalent to: sorted(iterable, key=key)[:n]
356 """
Benjamin Peterson18e95122009-01-18 22:46:33 +0000357 # Short-cut for n==1 is to use min() when len(iterable)>0
358 if n == 1:
359 it = iter(iterable)
360 head = list(islice(it, 1))
361 if not head:
362 return []
363 if key is None:
364 return [min(chain(head, it))]
365 return [min(chain(head, it), key=key)]
366
Éric Araujo395ba352011-04-15 23:34:31 +0200367 # When n>=size, it's faster to use sorted()
Benjamin Peterson18e95122009-01-18 22:46:33 +0000368 try:
369 size = len(iterable)
370 except (TypeError, AttributeError):
371 pass
372 else:
373 if n >= size:
374 return sorted(iterable, key=key)[:n]
375
376 # When key is none, use simpler decoration
Georg Brandl3a9b0622009-01-03 22:07:57 +0000377 if key is None:
378 it = zip(iterable, count()) # decorate
379 result = _nsmallest(n, it)
Raymond Hettingerba86fa92009-02-21 23:20:57 +0000380 return [r[0] for r in result] # undecorate
Benjamin Peterson18e95122009-01-18 22:46:33 +0000381
382 # General case, slowest method
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000383 in1, in2 = tee(iterable)
Georg Brandl3a9b0622009-01-03 22:07:57 +0000384 it = zip(map(key, in1), count(), in2) # decorate
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000385 result = _nsmallest(n, it)
Raymond Hettingerba86fa92009-02-21 23:20:57 +0000386 return [r[2] for r in result] # undecorate
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000387
388_nlargest = nlargest
389def nlargest(n, iterable, key=None):
390 """Find the n largest elements in a dataset.
391
392 Equivalent to: sorted(iterable, key=key, reverse=True)[:n]
393 """
Benjamin Peterson18e95122009-01-18 22:46:33 +0000394
395 # Short-cut for n==1 is to use max() when len(iterable)>0
396 if n == 1:
397 it = iter(iterable)
398 head = list(islice(it, 1))
399 if not head:
400 return []
401 if key is None:
402 return [max(chain(head, it))]
403 return [max(chain(head, it), key=key)]
404
Éric Araujo395ba352011-04-15 23:34:31 +0200405 # When n>=size, it's faster to use sorted()
Benjamin Peterson18e95122009-01-18 22:46:33 +0000406 try:
407 size = len(iterable)
408 except (TypeError, AttributeError):
409 pass
410 else:
411 if n >= size:
412 return sorted(iterable, key=key, reverse=True)[:n]
413
414 # When key is none, use simpler decoration
Georg Brandl3a9b0622009-01-03 22:07:57 +0000415 if key is None:
Raymond Hettingerbd171bc2009-02-21 22:10:18 +0000416 it = zip(iterable, count(0,-1)) # decorate
Georg Brandl3a9b0622009-01-03 22:07:57 +0000417 result = _nlargest(n, it)
Raymond Hettingerba86fa92009-02-21 23:20:57 +0000418 return [r[0] for r in result] # undecorate
Benjamin Peterson18e95122009-01-18 22:46:33 +0000419
420 # General case, slowest method
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000421 in1, in2 = tee(iterable)
Raymond Hettingerbd171bc2009-02-21 22:10:18 +0000422 it = zip(map(key, in1), count(0,-1), in2) # decorate
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000423 result = _nlargest(n, it)
Raymond Hettingerba86fa92009-02-21 23:20:57 +0000424 return [r[2] for r in result] # undecorate
Raymond Hettinger4901a1f2004-12-02 08:59:14 +0000425
Raymond Hettingerc46cb2a2004-04-19 19:06:21 +0000426if __name__ == "__main__":
427 # Simple sanity test
428 heap = []
429 data = [1, 3, 5, 7, 9, 2, 4, 6, 8, 0]
430 for item in data:
431 heappush(heap, item)
432 sort = []
433 while heap:
434 sort.append(heappop(heap))
Guido van Rossumbe19ed72007-02-09 05:37:30 +0000435 print(sort)
Thomas Wouterscf297e42007-02-23 15:07:44 +0000436
437 import doctest
438 doctest.testmod()